Search for: "SEC v. Tier"
Results 21 - 40
of 116
Sort by Relevance
|
Sort by Date
14 Sep 2021, 7:37 am
As Justice Kavanaugh explained in his powerful concurring opinion in NCAA v. [read post]
13 May 2021, 7:06 am
Sec. [read post]
17 Feb 2021, 8:41 am
Companies with multi-tiered stock classes or LLCs with multiple classes of interests with differing rights may not be able to fit neatly into a 25% ownership test and will need to wait for the Treasury regulations to provide more guidance. [read post]
17 Feb 2021, 8:41 am
Companies with multi-tiered stock classes or LLCs with multiple classes of interests with differing rights may not be able to fit neatly into a 25% ownership test and will need to wait for the Treasury regulations to provide more guidance. [read post]
22 Jan 2021, 7:56 am
The new plan would replace the existing, decades-old, tiered system in which consolidated public data feeds are distributed through three equity data plans. [read post]
4 Jan 2021, 1:26 pm
The directors’ and officers’ liability environment is always changing, but 2020 was a particularly eventful year, with important consequences for the D&O insurance marketplace. [read post]
22 Dec 2020, 9:43 am
SEC RIAs. [read post]
21 Oct 2020, 6:29 am
” The post SEC Proposes Conditional Exemption for “Finders” Involved in Capital Raising appeared first on Brown Rudnick. [read post]
8 Oct 2020, 3:03 am
This excerpt from the SEC’s press release summarizes the two classes of finders – see the complete press release for a summary of the applicable conditions: Tier I Finders A Tier I Finder would be limited to providing contact information of potential investors in connection with only a single capital raising transaction by a single issuer in a 12 month period. [read post]
“No License, No Problem” – Is Qualcomm’s Ninth Circuit Antitrust Victory a Patent Exhaustion Defeat?
1 Sep 2020, 7:35 am
The Ninth Circuit’s recent decision in FTC v. [read post]
22 Jun 2020, 4:17 pm
David TopolIn its June 2017 decision in Kokesh v. [read post]
16 Apr 2020, 4:55 am
. **** SEC Matters SEC Releases 2020 Examination Priorities. [read post]
10 Jan 2020, 6:53 am
Finally, Alpine maintains that the district court abused its discretion through the sheer size of the penalty (SEC v. [read post]
4 Sep 2019, 6:52 am
SEC and denied challenges to the remedies calculations (SEC v. de Maison, August 30, 2019, per curiam). [read post]
16 Jul 2019, 10:18 am
. **** SEC Matters SEC Adopts New Regulation Best Interest. [read post]
10 Jul 2019, 4:17 am
Through considerable time and cost, Blockstack submitted its Regulation A+ “Tier 2” offering to the SEC for “qualification” to publicly sell its tokens (Stacks Tokens) on April 11 2019. [read post]
11 May 2019, 8:43 am
Also, setting up a foreign entity will preclude reliance on certain exemptions described in my separate post, such as Regulation CF or Regulation A+ (both Tier 1 and Tier 2). [read post]
18 Mar 2019, 5:30 pm
Kisor v. [read post]
3 Dec 2018, 11:13 am
.: CSIS will host a conversation with Secretary of the Navy Richard V. [read post]
3 Dec 2018, 5:00 am
Lucia now argues that the SEC’s compliance with this decision removes only part of the constitutional infirmity surrounding the agency’s ALJs because they still enjoy too many layers of tenure protection (Lucia v. [read post]
