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27 May 2024, 5:45 am
The jury must determine not only that Trump had an intent to defraud, but also that this intent included an intent to commit another crime, or to aid or conceal the commission of another crime. [read post]
24 May 2024, 6:30 am
Securities and Exchange Commission, on Friday, May 17, 2024 Tags: Data Breach, data breaches, data security, financial data, financial privacy, Regulation S-P, SEC The Limits on Sharing Confidential Information with Activists Posted by Gail Weinstein, Philip Richter, and Warren de Weid, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, May 18, 2024 Tags: Activist, Court of Chancery, delaware, Delaware law, Icahn v. deSouza, stockholder activist … [read post]
24 May 2024, 6:30 am
Securities and Exchange Commission, on Friday, May 17, 2024 Tags: Data Breach, data breaches, data security, financial data, financial privacy, Regulation S-P, SEC The Limits on Sharing Confidential Information with Activists Posted by Gail Weinstein, Philip Richter, and Warren de Weid, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, May 18, 2024 Tags: Activist, Court of Chancery, delaware, Delaware law, Icahn v. deSouza, stockholder activist … [read post]
24 May 2024, 5:51 am
” The press release identifies the Food and Drug Administration, the Department of Agriculture, the Securities and Exchange Commission, the Department of Energy, the Environmental Protection Agency, and the Department of Defense as offending agencies. [read post]
24 May 2024, 3:43 am
There are of course political appointees at the Securities and Exchange Commission and other agencies, and we could be looking at a different landscape on areas such as ESG, consumer regulation and crypto to name a few examples. [read post]
23 May 2024, 9:01 pm
Securities and Exchange Commission, in Washington, D.C. [read post]
23 May 2024, 9:23 am
EMA plans to submit the final draft RTS/ITS, covering the equities and bonds CTPs, to the European Commission by the end of December 2024. [read post]
22 May 2024, 1:02 pm
Securities and Exchange Commission (“SEC”) adopted amendments to Regulation S-P, which implements the Gramm-Leach Bliley Act (“GLBA”) for SEC-regulated entities such as broker-dealers, investment companies, registered investment advisers, and transfer agents. [read post]
22 May 2024, 11:18 am
They kept the money in the account and reported the illegal activity to the Securities and Exchange Commission. [read post]
22 May 2024, 8:30 am
The Securities and Exchange Commission today announced that The Intercontinental Exchange, Inc. [read post]
22 May 2024, 6:32 am
Key Points Even though the Securities and Exchange Commission’s (SEC’s) climate-related disclosure rules are on hold while court challenges are heard, companies need to prepare for the possibility that some or all parts of the rules will come into effect. [read post]
22 May 2024, 6:32 am
Key Points Even though the Securities and Exchange Commission’s (SEC’s) climate-related disclosure rules are on hold while court challenges are heard, companies need to prepare for the possibility that some or all parts of the rules will come into effect. [read post]
22 May 2024, 6:31 am
The Securities and Exchange Commission (SEC), the federal administrative agency that regulates securities markets, also has the power to enforce Rule 10b-5 against public companies. [read post]
22 May 2024, 6:31 am
The Securities and Exchange Commission (SEC), the federal administrative agency that regulates securities markets, also has the power to enforce Rule 10b-5 against public companies. [read post]
22 May 2024, 6:00 am
The Securities and Exchange Commission today announced that The Intercontinental Exchange, Inc. [read post]
22 May 2024, 6:00 am
Securities and Exchange Commission published additional interpretive guidance on reporting material cybersecurity incidents under Form 8-K. [read post]
21 May 2024, 9:05 pm
Securities and Exchange Commission (SEC) for endorsing cryptocurrency companies without disclosing that they had been paid for their support. [read post]
21 May 2024, 9:01 pm
Recommendations The kinds of recommendations that are the subject of the Final Rule’s test track the three categories the DOL had included in its Proposal: Post-Rollover Investments – Recommendations as to the advisability of acquiring, holding, disposing of, or exchanging, securities or other investment property, as to investment strategy, or as to how securities or other investment property should be invested after the securities or other… [read post]
21 May 2024, 12:35 pm
Securities and Exchange Commission Chair Gary Gensler today issued the following statement on the conversion of the U.S. securities market to a T+1 standard settlement cycle, which will take place on May 28, 2024: “For everyday investors who sell their…Read the Full Press Release Have a securities law question? [read post]
21 May 2024, 9:18 am
Finally, ESMA also sets out its approach in relation to pre and post-trade transparency for exchange traded commodities (ETCs) and exchange traded notes (ETNs), proposing to move away from a periodic assessment of liquidity and introducing a static determination for ETCs and ETNs. [read post]
