Search for: "SECURITIES AND EXCHANGE COMMISSION v. AMERICAN INTERNATIONAL GROUP, INC." Results 21 - 40 of 122
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The Commission on Theft of American Intellectual Property reported in 2017 that the annual “estimated low-end cost of [international] trade secret theft to U.S. firms was $180 billion, or 1% of U.S. [read post]
11 Sep 2012, 1:36 am by Kevin LaCroix
It is worth noting the DCF’s own observation in the guidance that it “is not a rule, regulation, or statement of the Securities and Exchange Commission”. [read post]
23 May 2011, 7:57 am by Kara OBrien
Securities and Exchange Commission (“SEC”) announced its first deferred prosecution agreement (“DPA”). [read post]
5 Apr 2009, 1:26 pm
In September 2008, the government takeover of mortgage giants Fannie Mae and Freddie Mac was followed by the collapse of Lehman Brothers, the acquisition of Merrill Lynch by Bank of America and an $85 billion (and now $170 billion) government investment in American International Group. [read post]
1 Feb 2023, 9:01 pm by renholding
The passage of the Securities Act and the Exchange Act, and the authority that Congress gave to the Commission, reflected an intentional and marked departure from that dark default. [read post]
4 Feb 2022, 8:19 am by Zak Gowen
  Billing similarly exempted from antitrust law conduct that was pervasively regulated by the Securities & Exchange Commission (SEC). [read post]
26 Sep 2022, 7:59 pm by Cynthia Marcotte Stamer
District Court for the Southern District of Indiana, Indianapolis Division (EEOC v. [read post]
27 Apr 2018, 6:01 am
Securities and Exchange Commission, on Thursday, April 26, 2018 Tags: Broker-dealers, Capital formation, Capital markets, Conflicts of interest, Cybersecurity, Disclosure, Fiduciary duties, Investment advisers, Investor protection, Risk management, SEC, Securities regulation [read post]
13 Sep 2010, 1:04 am by Chris Carey
Sharesleuth took a closer look at the registration statement covering the resale of those shares, and found that no fewer than eight people who participated in the placement have been the subject of Securities and Exchange Commission actions or criminal prosecutions. [read post]
2 Aug 2011, 5:26 am by David Oscar Markus
The AP summarizes the case this way: Former executives of American International Group Inc. and General Re Corp. who were convicted in a $500 million fraud case deserve a new trial, because the judge at their 2008 trial wrongly admitted stock-price data into evidence and gave improper jury instructions, a federal appeals court ruled Monday.The 2nd U.S. [read post]
4 Sep 2018, 7:00 am by Todd Presnell
  Shell shareholders sued a former Shell executive claiming securities fraud, and the executive subpoenaed three employees of the Securities and Exchange Commission. [read post]
4 Sep 2018, 7:00 am by Todd Presnell
  Shell shareholders sued a former Shell executive claiming securities fraud, and the executive subpoenaed three employees of the Securities and Exchange Commission. [read post]
21 Apr 2017, 6:21 am by Laurence Hooper
A whistleblower brought the case against Harbert Management and related entities, alleging that Harbert helped its hedge-fund managers to declare income in Alabama, where Harbert is based, rather than in New York, where they worked under the leadership of Philip Falcone, a billionaire who’s currently barred from the securities industry after he admitted wrongdoing in a separate action by the Securities and Exchange Commission. [read post]