Search for: "SECURITY ESSENTIALS, INC." Results 21 - 40 of 2,610
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7 Dec 2011, 8:25 am by Heather Young
Van Zandt was a registered representative with MetLife Securities, Inc. from December of 2004 through February of 2007. [read post]
4 Dec 2010, 5:00 am by Tracy Taylor
  The Court essentially held that there was no extraterritorial jurisdiction. [read post]
1 Apr 2014, 4:24 am by Charles Sartain
Shields and Geodynamics, Inc. et al., the court reversed a trial court ruling which dismissed the SEC’s claims that general partnership agreements for oil and gas exploration were actually federal securities. [read post]
15 Jun 2012, 4:20 pm by Ken Shigley
The plaintiff’s case was essentially one assuming strict liability because the assailant got a gun past the club’s security measures. [read post]
16 Jun 2022, 8:53 am by jeffreynewmanadmin
The Securities and Exchange Commission today charged registered broker-dealer Western International Securities, Inc. and five of its registered representatives, or brokers – Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan – with violating Best Interest Obligation regulations (commonly referred to as Regulation Best Interest or Reg BI) when they recommended and sold unrated, high-risk debt security known as L Bonds… [read post]
22 Mar 2010, 5:10 pm by Steve Bainbridge
In Corporate Finance, when I teach my students about the Capital Asset Pricing Model, I tell them that we use the interest rate on short-term US Treasury notes as a proxy for the rate of return on a "risk free" asset precisely because those securities are essentially risk free. [read post]
23 May 2011, 5:05 am
 Rather, the Court concluded that Kern instructs that only persons playing roles essential in the actual distribution of securities qualify as underwriters. [read post]
15 Sep 2010, 5:04 am by Cailie Currin
In ["Point/Counterpoint: Are life settlements essentially securities? [read post]
3 Jan 2021, 8:49 pm by Omar Ha-Redeye
In United Steelworkers Local 2251 v Algoma Steel Inc., in an arbitration of a dual Canadian-American citizen working in Canada, but living on the American border. [read post]
12 Dec 2014, 2:36 pm by Holland & Hart
On December 9, 2014, the Supreme Court unanimously held in Integrity Staffing Solutions, Inc. v. [read post]
12 Jul 2019, 5:20 am by Charles Duan
By one count, Huawei has more patents essential to 5G than all U.S. firms combined. [read post]
8 Sep 2021, 11:26 am by The White Law Group
   The White Law Group continues to investigate potential securities claims involving broker dealers who may have unsuitably recommended Griffin Realty Trust (formerly known as Griffin Capital Essential Asset REIT, Inc.) [read post]