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19 Apr 2017, 5:00 am
In Equinix, Inc., 2016 WL 110889 (April 7, 2016), Equinix, Inc. [read post]
7 Dec 2011, 8:25 am
Van Zandt was a registered representative with MetLife Securities, Inc. from December of 2004 through February of 2007. [read post]
4 Dec 2010, 5:00 am
The Court essentially held that there was no extraterritorial jurisdiction. [read post]
1 Apr 2014, 4:24 am
Shields and Geodynamics, Inc. et al., the court reversed a trial court ruling which dismissed the SEC’s claims that general partnership agreements for oil and gas exploration were actually federal securities. [read post]
15 Jun 2012, 4:20 pm
The plaintiff’s case was essentially one assuming strict liability because the assailant got a gun past the club’s security measures. [read post]
22 Apr 2023, 9:48 am
GWG’s Plan is essentially an “orderly” liquidation. [read post]
16 Jun 2022, 8:53 am
The Securities and Exchange Commission today charged registered broker-dealer Western International Securities, Inc. and five of its registered representatives, or brokers – Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan – with violating Best Interest Obligation regulations (commonly referred to as Regulation Best Interest or Reg BI) when they recommended and sold unrated, high-risk debt security known as L Bonds… [read post]
6 Apr 2020, 10:16 am
InPoint Commercial Real Estate Income Inc. [read post]
22 Mar 2010, 5:10 pm
In Corporate Finance, when I teach my students about the Capital Asset Pricing Model, I tell them that we use the interest rate on short-term US Treasury notes as a proxy for the rate of return on a "risk free" asset precisely because those securities are essentially risk free. [read post]
23 May 2011, 5:05 am
Rather, the Court concluded that Kern instructs that only persons playing roles essential in the actual distribution of securities qualify as underwriters. [read post]
15 Sep 2010, 5:04 am
In ["Point/Counterpoint: Are life settlements essentially securities? [read post]
24 Mar 2009, 5:00 am
This case invovles a spin off by The Williams Companies, Inc. [read post]
6 Feb 2007, 1:51 am
Source: Fortiva Inc. [read post]
26 Nov 2012, 11:26 am
About Solutions Law Press, Inc. [read post]
27 Sep 2015, 8:01 am
Sun ‘N Fun Fly-In, Inc. [read post]
3 Jan 2021, 8:49 pm
In United Steelworkers Local 2251 v Algoma Steel Inc., in an arbitration of a dual Canadian-American citizen working in Canada, but living on the American border. [read post]
12 Dec 2014, 2:36 pm
On December 9, 2014, the Supreme Court unanimously held in Integrity Staffing Solutions, Inc. v. [read post]
12 Jul 2019, 5:20 am
By one count, Huawei has more patents essential to 5G than all U.S. firms combined. [read post]
6 Apr 2010, 8:50 am
In In re Omnicom Group, Inc. [read post]
8 Sep 2021, 11:26 am
The White Law Group continues to investigate potential securities claims involving broker dealers who may have unsuitably recommended Griffin Realty Trust (formerly known as Griffin Capital Essential Asset REIT, Inc.) [read post]
