Search for: "Schwab Investor Money Fund"
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21 Dec 2009, 10:14 am
One of the leading private advocacy groups in the country is urging investors who lost money in the Charles Schwab YieldPlus funds to opt out of the class action lawsuit so they can file individual arbitration claims. [read post]
16 Jan 2011, 11:14 am
The settlement requires a total payment of $118 million into a "fair fund": a pool of money which will be made available to reimburse investors who can prove that they were harmed due to being drawn into this investment vehicle. [read post]
17 Sep 2008, 4:28 pm
Stated another way, the net asset value of money market fund falls below the $1/share price paid by investors to invest in the fund. [read post]
5 Dec 2019, 9:01 pm
Investors trust independent advisors with $5 trillion of their money. [read post]
10 Aug 2022, 6:45 pm
The SEC order states that Schwab made false and misleading statements to investors by failing to disclose they were allocating client funds in a manner that their internal analyses showed would be less profitable under the majority of market conditions. [read post]
13 Jun 2022, 6:56 am
Robo advisers provide automated, software-based portfolio-management services and have become popular with savers and investors in recent years. [read post]
1 Oct 2009, 11:01 am
These arbitrations and actions allege that Charles Schwab misrepresented the Schwab YieldPlus Fund as a safe alternative to money market funds, and misrepresented or omitted other important facts about the funds, such as the fact that the fund's holdings were over-concentrated in toxic mortgage backed securities. [read post]
22 Apr 2010, 6:03 pm
Like Schwab’s Yield Plus fund, SWYCX was marketed as an ultra short-term bond fund and an alterative to money market holdings or cash. [read post]
22 Nov 2011, 5:35 pm
The unlawful conduct related mostly to the Schwab YieldPlus Fund, the former flagship fixed-income mutual fund advised by Charles Schwab andamp; Co. [read post]
25 Jul 2021, 11:59 am
And many robo accounts may automatically funnel customers funds into cash accounts, which are a money-losing proposition when you account for inflation. [read post]
9 May 2014, 9:14 am
In October 2011, Schwab made amendments to the customer account arbitration agreement of over 6.8 million investors after it settled a class action securities case accusing the brokerage firm of misleading thousands of customers about its YieldPlus money market fund. [read post]
24 Jun 2007, 4:26 am
He added that Merrill earns a net interest margin of 3.6% - 6 to 7 times as much as the 0.5% to 0.6% firms make on money merket funds. [read post]
11 Jan 2010, 4:56 pm
Schwab YieldPlus Funds: This ultrashort bond fund lost 35.4% in 2008. [read post]
21 Jul 2009, 12:30 pm
In each of the YieldPlus cases that my office is handling, the Schwab broker recommended the YieldPlus fund as a safe alternative to investing in money market funds. [read post]
24 Oct 2019, 3:00 am
Schwab Target 2050 Index Fund (SWYHX) Here’s a breakdown of Schwab Target 2045 Index Fund (SWYHX). [read post]
2 Apr 2009, 11:52 am
A number of cases have been filed by unsophisticated investors who lost money that they thought was in secure and relatively low risk investments, such as Schwab YieldPlus fund, Regions Morgan Keegan Bond Funds, Lehman Brothers Structured Notes and other funds that were particularly hard hit by heavy investments in risky mortgage-backed securities that were hurt by the collapse of the sub-prime mortgate market.THE HAYES LAW FIRM,… [read post]
8 Feb 2012, 3:45 pm
Defendant in Class-Action Securities Fraud Lawsuit Filed on Behalf of Schwab Total Bond Market Fund Investors Over CMOs and Mortgage-Backed Securities, Stockbroker Fraud Blog, September 7, 2010 Schwab to Distribute $3.5 Billion to Its Shareholders by Buying Back Over 100 Million Shares, Stockbroker Fraud Blog, July 11, 2007 Merrill Lynch, Pierce, Fenner & Smith Ordered to Pay $1M FINRA Fine for Not Arbitrating Employee Disputes Over Retention Bonuses,… [read post]
10 Feb 2012, 4:51 pm
, Smart Money, August 23, 2011 More Blog Posts: FINRA Says Charles Schwab Corp. is Making Customers Waive Right to Pursue Class Action Lawsuits, Stockbroker Fraud Blog, February 8, 2012 SEC and SIPC Go to Court to Over Whether SIPA Protects Stanford Ponzi Fraud Investors, Stockbroker Fraud Blog, February 6, 2012 Two Ex-Credit Suisse Executives Plead Guilty to Mortgage-Backed Securities Fraud, Institutional Investor Securities Blog, February 7, 2012 [read post]
3 Aug 2014, 9:30 pm
The retail exemption is a major gain for the large mutual fund sponsors that serve primarily individual clients, such as Schwab, Vanguard and Fidelity. [read post]
5 Feb 2016, 3:13 pm
The two allegedly lied and marketed fraudulent promissory notes to investors assuring them that monies would be invested in hedge funds and fixed-income securities.Rather than investing the money as promised, Alleca has been accused of high volume securities trading, using the funds to run his practice and pay person expenses, and also paying back earlier investors’ interest and redemptions. [read post]
