Search for: "Scott Aguilar" Results 21 - 39 of 39
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7 Jan 2015, 3:34 am by Broc Romanek
Recently, SEC Commissioner Aguilar delivered this statement (interestingly, not a speech) calling for updating the oversight of transfer agents. [read post]
5 Sep 2014, 11:29 am
I’m delighted to report that Michael Rosman and Michelle Scott of the Center for Individual Rights, Lisa Steele of AWARE (Arming Women Against Rape & Endangerment), and I have filed an amicus brief on behalf of AWARE in Commonwealth v. [read post]
13 Aug 2014, 3:59 am by Kevin LaCroix
In fact, according to SEC Commissioner Luis Aguilar, the Framework has already been suggested as a potential “baseline for best practices by companies, including in assessing legal or regulatory exposure to these issues or for insurance purposes. [read post]
24 Oct 2013, 5:03 am by Broc Romanek
Here's the press release - and here are remarks from the open meeting from SEC Chair White and Commissioners Piwowar, Aguilar, Stein and Gallagher. [read post]
22 Oct 2011, 6:32 pm by Susan I. Nelson
Accompanying the photography is a collection of essays, written by people like South Texas College professor Scott Nicol, UT Law School professor Denise Gilman, and author and journalist Charles Bowden. [read post]
27 May 2010, 5:29 am by Doug Cornelius
Matt Kelly, Francine McKenna and Me Old Friends For me, it was great to once again spend time face-to face with old friends like Scott Cohen, Matt Kelly, Bruce Carton, Francine McKenna, Melissa Klein Aguilar, Bill Piwonka, Carole Switzer, Kathleen Edmond, and Scott Giordano. [read post]
30 Mar 2010, 2:38 pm by Amir Efrati
Aguilar wrote she added that “I could do what I wanted. [read post]
4 Mar 2010, 5:16 pm by Gritsforbreakfast
The men were serving life sentences for the 1997 slaying of Alfonso Aguilar until their release last year. [read post]
10 Nov 2009, 2:59 pm by Brett Alcala
Today, the Securities Exchange Commission (SEC) issued an order finding that Jon Merriman, founder of San Francisco brokerage firm Merriman Curhan Ford, and Christopher Aguilar, the firm's former general counsel, had failed to supervise broker David "Scott" Cacchione who was engaging in securities fraud. [read post]
21 Oct 2009, 9:14 am
., 54, and Christopher Shun Scott, 39, who are both serving life sentences for the April 7, 1997, shooting death of Alfonso Aguilar, will both be released after convicted robber Alonzo Hardy gave authorities a detailed confession implicating himself and another man in the murder. [read post]
8 Jun 2009, 1:00 pm
In particular, it was great to spend time with Bruce Carton, Francine McKenna, Scott Cohen, Matty Kelly and Alex Howard. [read post]
30 Mar 2008, 1:21 pm
Scott, professor of international financial systems at Harvard, “It’s not a good idea to have people competing with each other, particularly if they’re competing in laxity. [read post]
23 Jan 2007, 4:01 pm
,Lybeck Murphy, LLP 500 Island Corporate Center 7525 SE 24 Street Mercer Island, WA 98040-2336 (206) 230-4255Arizona*Aguilar, Edwin Eloy, Karp Heurlin Weiss, 3060 North Swan Road, Tucson, AZ 85712-1225, Phone: 520-325-4200, Fax: 520-325-4224, Email: eaguilar@khw-law.com*Heidmiller, Sheila, Macheledt, Bales & Heidmiller LLP 7248 E Tasman St Mesa, AZ 85207 480-773-7807 480-773-7809 (fax) Email: sheilah@mbh-law.comCalifornia*Kouretchian, Seyamack, Coast Law Group LLP, 169 Saxony Road… [read post]