Search for: "Securities And Exchange Commission v. Strauss" Results 21 - 25 of 25
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11 Dec 2009, 2:08 am
DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK Business Law Retiree Living in Croatia Must Disgorge $2.6 Million, Pay $3 Million Penalty for Insider Trading Scheme Securities and Exchange Commission v. [read post]
6 Nov 2009, 4:52 am
  The case concerns the constitutionality of the Public Company Accounting Oversight Board, an independent entity appointed by the Securities and Exchange Commission. [read post]
16 Sep 2009, 1:47 pm
(Reading, MA; Sandra Scholten, President) A-Tech Security Inc. [read post]
18 Jul 2009, 7:31 am
Without question, the first six months of 2009 have been a period of sharply increased enforcement activity at the Securities and Exchange Commission. [read post]
28 Sep 2007, 4:24 am
The funds, which had $1 billion in assets in 2003, were then investigated for "late trading" by the New York attorney general's office and the Securities and Exchange Commission. [read post]