Search for: "Securities and Exchange Commission v. Anderson"
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4 Nov 2019, 3:47 am
Securities and Exchange Commission, which asks whether the SEC can seek disgorgement of profits as a remedy for violating the securities-fraud laws. [read post]
25 Jul 2019, 12:35 pm
” The Securities and Exchange Commission filed a complaint against Facebook on Wednesday, revealing that the company’s employees tried to warn it, as early as September 2015, of concerns about the data analytics firm Cambridge Analytica. [read post]
22 Apr 2019, 4:53 pm
The amendments also permit such reporting companies to meet their Regulation A ongoing reporting obligations through their Securities Exchange Act reports. [read post]
1 Feb 2019, 10:51 am
The deterrent effect of the Securities and Exchange Commission’s enforcement intensity on illegal insider trading: evidence from run-up before news events. [read post]
20 Jan 2019, 11:43 pm
See United States v. [read post]
12 Oct 2018, 6:00 am
Securities and Exchange Commission (SEC), the federal regulator tasked with policing the disclosures to shareholders by public companies like Google. [read post]
22 Jun 2018, 6:01 am
Anderson, T. [read post]
9 Apr 2018, 6:00 am
In addition to regulating behavior during armed conflict, Protocols II and V, specifically, require parties to a conflict to take specific measures post-conflict to reduce the dangers posed by mines, booby traps, and other forms of unexploded and abandoned ordnance. [read post]
9 Feb 2018, 5:06 am
Securities and Exchange Commission, on Wednesday, February 7, 2018 Tags: Blockchain, CFTC, Cryptocurrencies, Exchange Act, Financial technology, ICOs, Innovation, Investor protection, SEC, Securities enforcement, Securities fraud Cryptocurrency 2018 Posted by David E. [read post]
16 Jan 2018, 9:15 am
The Supreme Court is hearing oral argument in Dalmazzi v. [read post]
29 Dec 2017, 7:34 am
It no doubt explains why Spotify and China's internet giant Tencent exchanged equity stakes of just under 10 per cent of each other, and why Tencent now has a $2 billion stake in Snapchat. [read post]
1 Sep 2017, 12:00 am
("McDonald's") asked the staff of the Securities and Exchange Commission (“SEC”) to permit the omission of a shareholder proposal submitted by Marco Consulting Group Trust I ("Shareholder") requesting that McDonald's adopt a plan to issue a new series of preferred stock, entitling franchise owners to elect a franchise director. [read post]
29 Jul 2017, 5:32 pm
Securities and Exchange Commission that through its "Attorney Network Services," it "coordinate[s] and implement[s] legal collection solutions undertaken on behalf of our clients through the management of nationwide legal resources specializing in collection litigation. [read post]
29 Jul 2017, 9:56 am
" Doc. 1-1, Texas Home Equity Security Instrument Ex. [read post]
28 Jul 2017, 8:03 am
Crum disagrees, pointing to: (1) conversations he allegedly had with HSBC employees and agents, during which he says he learned that HSBC has no record in its databases of him, his Social Security Number, the Property, or any existing account between him and the bank; and (2) the Security and Exchange Commission's public database, EDGAR, which Crum says shows HSBC sold all of its assets—including the Note, supposedly—on or about April 1, 2013. [read post]
27 Jun 2015, 6:21 am
This week’s Lawfare Podcast featured a discussion of another crucial military commissions case, Al Bahlul v. [read post]
20 Jun 2015, 9:30 am
Circuit ruling last week, Zoe Bedell presented us an overview of the DC Circuit’s Opinion in Al Bahlul v. [read post]
23 Nov 2014, 12:00 am
Securities and Exchange Commission, http://www.sec.gov/about/laws.shtml [vi]United States v. [read post]
4 Oct 2014, 6:50 am
Kenneth Anderson recommended Marc Sageman’s recent article, entitled, “The Stagnation in Terrorism Research. [read post]
28 Feb 2014, 11:03 am
Corporations are exposed to a variety of different types of litigation or similar types of actions from, including: Securities and Exchange Commission; US Department of Justice Internal Revenue Service; FDA; Stockholders; Boards of directors; Auditors, both internal and external; Insurance companies; Company vs company litigation And, many others So, all the wringing of hands when it comes to having to produce documents and data to “small-time” plaintiffs, is… [read post]
