Search for: "Securities and Exchange Commission v. Lee" Results 21 - 40 of 158
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9 May 2023, 9:01 pm by renholding
There is reason to believe the SEC’s new universal proxy Rule 14a-19 will result in more stockholder nominees being elected to the boards of public companies. [read post]
27 Mar 2023, 9:50 am by centerforartlaw
Once the security check passes, the “R-Space” tab will appear on the user’s profile page. [read post]
13 Feb 2023, 7:28 am by Unknown
”Panelist David Olivencia, CEO of Angeles Investors, recalled an exchange with a prospective angel investor who did not qualify as an accredited investor. [read post]
1 Feb 2023, 9:01 pm by renholding
The passage of the Securities Act and the Exchange Act, and the authority that Congress gave to the Commission, reflected an intentional and marked departure from that dark default. [read post]
20 Jan 2023, 3:45 pm by John A. Emmons
Brian Fleming sat down with Michael Ellis and David Kris to discuss the likelihood of reauthorizing FISA section 702, a recent court case filed by the Securities and Exchange Commission over enforcement of a subpoena investigating a 2020 cyber attack by a state-sponsored Chinese cyber espionage group, and more. [read post]
23 Dec 2022, 6:30 am
Securities and Exchange Commission, on Friday, December 16, 2022 Tags: China, CSRC, HFCAA, PCAOB, Sarbanes–Oxley Act, SEC enforcement The Coming Wave of “Natural Capital” and Biodiversity Shareholder Activism and Stewardship Pressure on Boards Posted by Sabastian V. [read post]
23 Dec 2022, 6:30 am
Securities and Exchange Commission, on Friday, December 16, 2022 Tags: China, CSRC, HFCAA, PCAOB, Sarbanes–Oxley Act, SEC enforcement The Coming Wave of “Natural Capital” and Biodiversity Shareholder Activism and Stewardship Pressure on Boards Posted by Sabastian V. [read post]
23 Nov 2022, 5:04 pm
  In this case, those tropes touch on human rights, sustainability, national security, and the protection of vital global economic corridors. [read post]
3 Oct 2022, 9:03 pm by Daniella Cass
Securities and Exchange Commission that ALJs have the type of position and authority that makes them officers rather than mere employees in constitutional terms. [read post]