Search for: "Securities and Exchange Commission v. Provision Operation Systems et al"
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23 Apr 2018, 1:20 am
The key provisions of the 1933 Act are Section 11, which establishes that any purchaser of a security may bring a private action for damages against the issuer if the registration statement is false or misleading,[3] and Section 12(a)(2), which similarly establishes a private right of action against any person who offers or sells a security through a prospectus or oral communication that is false or misleading.[4] The key provision of the 1934 Act is Section… [read post]
14 Feb 2018, 2:57 pm
Securities and Exchange Commission, 581 U.S. ___ (2017), that the SEC’s ability to recover funds through disgorgement is subject to a five-year statute of limitations. [read post]
12 Feb 2018, 5:00 am
Pirate operators do not. [read post]
2 Jan 2018, 3:12 am
SEC, about a topic far removed from (and less heated than) abortion rights—namely, whether the Administrative Law Judges (ALJs) who work in the Securities and Exchange Commission (SEC) are hired in a manner that violates the Appointments Clause of the Constitution, Art. [read post]
2 Jan 2018, 3:12 am
SEC, about a topic far removed from (and less heated than) abortion rights—namely, whether the Administrative Law Judges (ALJs) who work in the Securities and Exchange Commission (SEC) are hired in a manner that violates the Appointments Clause of the Constitution, Art. [read post]
2 Oct 2017, 4:50 pm
Lohmus, Havel & Viisemann, et al in 2005. [read post]
6 Mar 2017, 8:46 am
Al-Shabaab, an al-Qa'ida-affiliated terrorist group, has operated in the country for years and continues to plan and mount operations within Somalia and in neighboring countries. [read post]
17 Feb 2017, 6:56 am
Federal Communications Commission et al. [read post]
17 Nov 2014, 5:26 pm
GONZALES, Attorney General, et al., Petitioners,v.Angel McClaryRAICH et al.No. 03-1454.Argued Nov. 29, 2004.Decided June 6, 2005. [read post]
9 Nov 2014, 6:46 pm
The Commission is a body created under the Sentencing Reform Act of 1984 (Act), as amended, 18 U.S.C. 3551 et seq. (1982 ed., Supp. [read post]
26 Oct 2014, 8:23 pm
The course has also expanded from its original narrow and technical focus, to a broader focus on principles and the use of language and logic to build and operate a system of law. [read post]
26 Dec 2011, 7:12 am
Steel Investment Canada Case On November 24, 2011, the Supreme Court of Canada denied leave in United States Steel Corporation et al. v. [read post]
25 Dec 2011, 11:54 am
Steel Investment Canada Case On November 24, 2011, the Supreme Court of Canada denied leave in United States Steel Corporation et al. v. [read post]
28 Nov 2011, 8:57 pm
They have been remarkably free from any systemic financial crisis. . .with the exception of a certain salad oil scandal (almost 50 years ago) and until now with MF Global. [read post]
18 Aug 2011, 10:48 am
HAMILTON MEATS & PROVISIONS, INC., Defendant and Respondent. [read post]
2 May 2011, 5:29 am
In the third, final part, the author scrutinizes the Commission proposal against the background of the Commission's Impact Assessment before concluding with a short resumé. [read post]
7 Feb 2011, 5:56 pm
Any firm acting as a counterparty to certain off-exchange forex transactions involving retail persons is required to register as a Retail Foreign Exchange Dealer. [read post]
3 Dec 2009, 2:35 pm
The Supreme Court will hear oral argument at 10 a.m. next Monday in Free Enterprise Fund, et al., v. [read post]
18 Jul 2009, 7:31 am
Without question, the first six months of 2009 have been a period of sharply increased enforcement activity at the Securities and Exchange Commission. [read post]
