Search for: "Securities and Exchange Commission v. Smith"
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18 May 2023, 8:01 am
Smith, on its claim that the U.S. [read post]
26 Jan 2023, 7:45 pm
Supreme Court said it cannot identify the person who in the spring leaked a draft of the opinion that overturned Roe v. [read post]
21 Dec 2022, 6:03 am
Tina Smith (D-Minn) and Rep. [read post]
19 Dec 2022, 2:31 am
On 13 December 2022, Saini J heard argument in the case of Smith v Talk Talk Telecom (QB-2020-003019). [read post]
14 Nov 2022, 2:12 am
On 8 November 2022 there was a hearing in the case of Smith v Backhouse. [read post]
20 Sep 2022, 12:11 pm
Via Matt Levine, I learn of a SEC complaint against MorganStanley Smith Barney (MSSB): The Securities and Exchange Commission today announced charges against Morgan Stanley Smith Barney LLC (MSSB) stemming from the firm’s extensive failures, over a five-year period, to protect the personal identifying information, or PII, of approximately 15 million customers. [read post]
8 Sep 2022, 9:01 pm
The following year, they passed the Securities Exchange Act of 1934. [read post]
4 Sep 2022, 4:15 pm
Internet and Social Media The Centre for Internet and Society blog has published an analysis of Peiter “Mudge” Zatko’s whistleblower complaint with the US Securities and Exchange Commission, filed in July 2022, which accuses the platform of serious security failings. [read post]
1 Aug 2022, 12:11 pm
On 26 July 2022, there were hearings in Dyson v MGN Limited before Nicklin J and Smith -v- Baker and another before Griffiths J. [read post]
19 Jul 2022, 6:33 am
” The court stated that based on the text of Section 1514A(a)(1), “any rule or regulation of the Securities and Exchange Commission” does not include federal statutes, such as the FCPA.The court cited the Ninth Circuit’s ruling in Wadler v. [read post]
8 Jun 2022, 9:01 pm
In 2020, the Commission adopted a Market Infrastructure Rule, which was recently upheld in court. [read post]
5 Jun 2022, 4:26 pm
Data Privacy and Data Protection The Panopticon Blog has an article on Saini J’s latest ruling on claims arising out of external cyber-attacks in Graeme Smith & others v TalkTalk Telecom Group [2022] EWHC 1311 (QB). [read post]
16 May 2022, 10:59 am
In Securities and Exchange Commission v. [read post]
11 May 2022, 6:37 am
Securities and Exchange Commission’s (SEC) Division of Examinations (the “Division”) released its 2022 examination priorities. [read post]
11 May 2022, 6:37 am
Securities and Exchange Commission’s (SEC) Division of Examinations (the “Division”) released its 2022 examination priorities. [read post]
8 May 2022, 9:05 pm
Securities and Exchange Commission. [read post]
6 May 2022, 4:00 am
National/Federal A Decision to Overturn Roe v. [read post]
5 May 2022, 9:08 pm
Securities and Exchange Commission’s (SEC) traditional test for determining whether a transaction qualifies as a security—the Howey test—is problematic for cryptocurrencies. [read post]
8 Mar 2022, 5:00 am
Supreme Court’s statement in Reiter v. [read post]
28 Jan 2022, 3:00 am
Palin v. [read post]
