Search for: "Securities and Exchange Commission v. Williams et al"
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12 Jul 2010, 9:31 am
Opinion below (2d Circuit) Petition for certiorari (1262) Brief in opposition (1262) Amicus brief of International Law Scholars William Aceves et al. (1262) Amicus brief of David Scheffer, director of Center for International Human Rights (1262) Amicus brief of EarthRights International (1262) Amicus brief of Nuremberg Scholars Omer Bartov et al. (1262) Amicus brief of the International Commission of Jurists et al. (1262)… [read post]
22 Dec 2008, 10:30 pm
Federal Energy Regulatory Commission, et al. [read post]
15 Feb 2018, 3:14 pm
Co., et al. v. [read post]
10 Jul 2018, 5:17 pm
[i] In the fall of 2017, the SEC commenced three separate enforcement actions against individuals and defendants seeking to conduct ICOs (i.e., SEC v PlexCorps et al., SEC v. [read post]
19 Jul 2023, 9:05 pm
The Securities and Exchange Commission regulations on climate disclosure, first proposed in March 2022 and likely to be issued in final form in October 2023,[1] have drawn considerable controversy and face an uncertain fate in the inevitable litigation.[2] Much less attention has gone to two bills that are moving toward adoption in California. [read post]
28 Mar 2011, 1:29 am
District Court Judge Jed Rakoff in Securities and Exchange Commission v. [read post]
23 Apr 2018, 1:20 am
Supreme Court issued its unanimous decision in Cyan, Inc. v. [read post]
7 Dec 2006, 10:39 am
Billing, et al. (05-1157, petition here). [read post]
7 Dec 2006, 10:39 am
Billing, et al. (05-1157, petition here). [read post]
23 Apr 2012, 3:09 am
Blad … [et al.]. [read post]
12 Jul 2009, 7:22 pm
In 1991, Caserta was barred by the Securities and Exchange Commission from "association with any broker, dealer, or investment advisor. [read post]
31 Mar 2021, 3:02 am
Our conclusion is consistent with Kruger et al. [read post]
23 Oct 2017, 4:22 pm
For example, the Securities and Exchange Commission and the New York Department of Financial Services have both announced their intentions to hold directors and officers to a responsible standard when it comes to preventing and responding to cybersecurity incidents. [read post]
23 Oct 2017, 4:22 pm
For example, the Securities and Exchange Commission and the New York Department of Financial Services have both announced their intentions to hold directors and officers to a responsible standard when it comes to preventing and responding to cybersecurity incidents. [read post]
28 Nov 2011, 8:57 pm
On October 26, 2011, the Chicago Mercantile Exchange ("CME") performed a spot audit on MF Global. [read post]
26 Mar 2007, 7:06 am
Securities and Exchange Commission. [read post]
8 Apr 2010, 3:40 am
Phil Mulacek et. al.). [read post]
24 Sep 2010, 3:08 pm
Title: Placer Dome, Inc. v. [read post]
16 May 2012, 2:32 pm
Surely this is so in Israel, whose Supreme Court pronounced on targeted killings in Public Committee against Torture in Israel (2006), and in the United States, whose Supreme Court held in Hamdan v. [read post]
24 Oct 2018, 4:33 pm
By way of background, on September 20th, 2017, Securities and Exchange Commission (SEC) Chairman Jay Clayton announced a data breach into the SEC’s Electronic Data Gathering and Retrieval (EDGAR) system, a vast database that contains information about company earnings, share dealings by top executives and corporate activity such as mergers and acquisitions. [read post]
