Search for: "Security Administrative Services, LLC" Results 21 - 40 of 1,456
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12 Jan 2023, 1:16 pm by Matthew Dochnal
LLCs are the ultimate tool for small business owners to grow their business while securing their personal assets. [read post]
25 Oct 2017, 7:13 am by Matthew Kahn
"  The following witnesses will testify: Donna Dodson, chief cyber security advisor, National Institute of Standards and Technology David Shive, chief information officer, General Services Administration James Norton, president, Play-Action Strategies LLC Sean Kanuck, director, Future Conflict and Cyber Security, International Institute for Strategic Studies   [read post]
9 Apr 2009, 2:25 pm
Representatives of the North American Securities Administrators Association (NASAA) requested federal funds to enhance their regulation and enforcement of state securities laws in testimony before the House Financial Services Committee on March 20, 2009. [read post]
27 Jul 2015, 8:05 am by Benjamin Wittes
Michael Hayden, Principal, The Chertoff Group; Former Director, Central Intelligence Agency; Former Director, National Security Agency Matt Olsen, President and Co-Founder, IronNet Cybersecurity; Former Director, National Counterterrorism Center John Pistole, President, Anderson University; Former Administrator, Transportation Security Administration; Former Deputy Director, Federal Bureau of Investigation Fran Townsend, Executive Vice President, Worldwide… [read post]
2 Nov 2022, 11:22 am by Marc A. Simonetti and Taylor A.F. Wolff
  [1] See Matter of Allied Barton Security Services, LLC, Tax Appeals Tribunal (Feb. 6, 2016). [2] See Matter of SSOV’81 Ltd., Tax Appeals Tribunal (Jan. 19, 1995). [3] See, e.g., Matter of 1Life Healthcare, Inc., Div. [read post]
11 Apr 2023, 6:24 am by Unknown
By Jay Fishman, J.D.California and Texas securities regulators joined the regulators of Alabama, Colorado, Delaware, New Jersey, South Dakota and the North American Securities Administrators Association, Inc. [read post]
20 Oct 2016, 9:05 am
The securities lawyers at Eccleston Law also practice a variety of other areas of securities for financial advisors including breakaway broker services, employment matters, strategic consulting and counseling, broker litigation and arbitration,whistleblower actions, and much more. [read post]
4 Oct 2016, 7:08 am
The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
9 Mar 2022, 4:58 pm by Ben Vernia
On March 9, the Department of Justice announced that Florida-based Comprehensive Health Services LLC has agreed to pay $930,000 to resolve claims brought in two qui tam lawsuits that the company submitted false claims in connection with its contracts for providing health services at . [read post]
26 Oct 2016, 6:52 am
She is not currently associated with any FINRA firm.The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
15 Apr 2010, 11:04 am by BCheung
Steven Byers, former President and Chief Executive Officer of WexTrust Capital, LLC private equity firm, pleaded guilty in New York City Federal Court to one felony count of Conspiracy to commit Securities Fraud and one felony count of Securities Fraud. [read post]
24 Dec 2014, 10:54 pm by Arina Shulga
The portals do not hold themselves out as providing any securities-related service other than a listing or a matching service. 5. [read post]
29 Apr 2015, 12:01 pm
State regulators oversee advisers with less than $100 million in assets under management.The model rule must be adopted by individual states before going into effect.The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
27 Oct 2015, 7:28 pm by D. Daxton White
The Massachusetts securities division has reportedly filed an administrative complaint against Fidelity Brokerage Services alleging the firm allowed unregistered individuals to act as investment advisors. [read post]
29 Dec 2017, 7:51 am by Renae Lloyd
 Life Settlement Absolute Return I reportedly has comprehensive agreements with third-parties for the provision of management, administrative and operational services. [read post]
31 Oct 2016, 4:48 am
A recent Securities and Exchange Commission case demonstrates how issues of mortality raise troubling legal and regulatory concerns.Case In Point On Aug. 15, 2016, the Securities and Exchange Commission ("SEC") filed an Order Instituting Administrative and Cease-and-Desist Proceedings (“OIP") against Eden Arc Capital Management, LLC (“EACM”), an SEC-registered investment adviser from October 31, 2012 to February 23,… [read post]
11 Sep 2020, 3:00 am by Jay Butchko
If you qualify and are approved for one of the Social Security Administration (SSA) disability benefits programs, you may be aware that you could also qualify for medical coverage under Medicare, Medicaid – or even both. [read post]