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29 Jan 2024, 11:50 pm
Whether we’re reviewing new online casinos in Canada or well-established ones, we focus on game selection quality, assessing portfolio size, providers, and variety. [read post]
24 Jan 2024, 2:59 pm
Gail Schlachter Hauser (1943-2015) * Announcing the “Gail Schlachter Financial Aid Directory Collection” at San José State University Library Special Collections & Archives * How Reference Service Press Books Acknowledge My Mom’s Career & Life (Gail Schlachter Hauser 1943-2015) * PROJECT COMPLETE: I’ve Finished Selling My Mom’s Real Estate Portfolio * Announcing the Helen B. and Lewis E. [read post]
24 Jan 2024, 8:41 am
This tells us that we’re going to see a lot of high-quality games in this portfolio. [read post]
17 Jan 2024, 5:37 pm
According to a filing with the Securities and Exchange Commission (“SEC”) by Lodging Fund III, the non-traded REIT has a diversified portfolio that includes “limited service, select service, and extended stay hospitality properties” in the geographic area stretching from the Rockies to the Appalachian Mountains and from Texas to North Dakota. [read post]
17 Jan 2024, 3:51 am
Products and services Firms need to apply an appropriate level of due diligence in relation to the loans they offer before marketing such loans to investors, to ensure an investor can select an investment or portfolio with a risk profile that is aligned to their needs and avoiding foreseeable harm. [read post]
18 Dec 2023, 2:48 pm
SEC Issues Risk Alert Clarifying Exam Selection Process for Registered Investment Advisers. [read post]
15 Dec 2023, 4:17 am
A seasoned veteran in the legal technology realm, Kevin has an expansive career portfolio, spanning over two decades across various esteemed law firms and legal service providers. [read post]
15 Nov 2023, 5:10 am
Here, we carefully curate and distill the core essence of recent press releases and articles from selected vendors that are integral to this continually evolving ecosystem. [read post]
11 Nov 2023, 4:25 am
(3) Other clarifications Fund managers managing portfolios which invest in Tokenised Securities a [read post]
18 Oct 2023, 7:43 am
Thayer operated a tax preparation service and allegedly opened an account in a client’s name where he obtained full account control. [read post]
10 Oct 2023, 9:01 pm
[4] Economic activist investors are distinct from other activists, who seek to redirect companies’ resources in service of non-corporate-value-maximizin [read post]
9 Oct 2023, 9:05 pm
Mutual funds, especially passive investors like index funds, have weak incentives to monitor and acquire information about the companies in their portfolios. [read post]
5 Oct 2023, 11:32 am
The Financial Services Leadership Councill works to identify competitiveness issues impacting the Greater Boston financial services industry and formulates policies to address those issues. [read post]
29 Sep 2023, 6:52 am
In 2023/24 the FCA will be selecting a sample of firms in the platform portfolio that facilitate adviser charging alongside firms in other portfolios offering similar services. [read post]
20 Sep 2023, 9:01 pm
Application of CSRD to Portfolio Companies. [read post]
19 Sep 2023, 7:58 am
After a few months of unemployment, I walked into Record Mirror with a portfolio of school plays, teenage adventures, and girlfriends. [read post]
17 Sep 2023, 8:40 am
Christina has over 20 years of experience pioneering innovation in the legal services and technology space. [read post]
14 Sep 2023, 4:00 am
Buyers/Clients have multiple questions as they manage their portfolio of suppliers and individual matters. [read post]
13 Sep 2023, 8:22 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
11 Sep 2023, 9:01 pm
With a few limited exceptions, all registered advisers (“RIAs”) will have their hands full implementing new and modified reporting, and RIAs, exempt reporting advisers (“ERAs”) and other advisers exempt from registration must develop processes — and make difficult judgments — about providing preferential treatment to selected investors and engaging in the targeted activities. [read post]