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7 May 2024, 10:01 am by Unknown
By Anne Sherry, J.D.The Third Circuit adopted the de novo standard for reviewing dismissals of shareholder derivative actions for failure to plead demand futility. [read post]
3 May 2024, 8:17 am by Unknown
By Anne Sherry, J.D.A report commissioned by the SEC’s Office of the Advocate for Small Business Capital Formation finds that investors undervalue crowdfunding offerings by women and minority entrepreneurs. [read post]
1 May 2024, 6:07 am by Unknown
By Anne Sherry, J.D.The CFTC finalized rules intended to make it easier for swap dealers and major swap participants to comply with financial reporting obligations and demonstrate compliance with minimum capital requirements. [read post]
29 Apr 2024, 5:52 am by Unknown
By Anne Sherry, J.D.Two crypto industry groups are suing the SEC over the agency’s Dealer Rule, which requires market participants who perform dealer functions to register with the Commission and join FINRA and the SIPC. [read post]
28 Apr 2024, 3:04 am by Yosi Yahoudai
” At one of the fundraising brunches, the legendary producer Sherry Lansing was so inspired, she stood up and announced, “I’m going to do something! [read post]
26 Apr 2024, 4:52 pm by Yosi Yahoudai
The 17-year-old sustained a broken nose, according to his public defender, Sherrie Albin. [read post]
24 Apr 2024, 8:34 am by Unknown
By Anne Sherry, J.D.At its recent quarterly meeting, the Board of Directors of the Municipal Securities Rulemaking Board advanced several market regulation and market transparency initiatives germane to its strategic plan. [read post]
23 Apr 2024, 6:48 am by Unknown
By Anne Sherry, J.D.A pair of provisions inspired by Enron’s document destruction have applicability beyond the securities context. [read post]
17 Apr 2024, 1:30 pm by Mia Valenzuela
This year’s speakers include: RPLG Founding Partners, Louise Renne, Jonathan Holtzman and Art Hartinger Debra Gill, Renne Public Management Group (RPMG) Consultant and Former Director of Human Resources and Labor Relations at the City of Pleasanton Eli Beckman, City of Corte Madera Mayor Ryan McGinley-Stempel, RPLG Partner Sherri Kaiser, Napa County Chief Deputy County Counsel Amy Ackerman, RPLG Partner and Head of Government Section Vic Sher, Partner and Co-Founder of Sher Edling LLP… [read post]
1 Apr 2024, 6:44 am by Unknown
By Anne Sherry, J.D.The Southern District of New York dismissed a derivative lawsuit seeking disgorgement of short-swing profits. [read post]
26 Mar 2024, 5:59 am by Unknown
By Anne Sherry, J.D.The Delaware Supreme Court, sitting en banc, restored a challenge to a squeeze-out merger. [read post]
19 Mar 2024, 5:37 am by Unknown
By Anne Sherry, J.D.The Fifth Circuit granted a request to stay the SEC’s climate risk disclosure regulation. [read post]
11 Mar 2024, 6:10 am by Unknown
By Anne Sherry, J.D.A petition for certiorari asks the Supreme Court to resolve two circuit splits concerning pleading scienter based on internal reports. [read post]
28 Feb 2024, 6:41 am by Unknown
By Anne Sherry, J.D.The Delaware Court of Chancery struck down parts of a stockholder agreement that constrained the board’s authority to act. [read post]
23 Feb 2024, 6:52 am by Unknown
By Anne Sherry, J.D.A digital assets company and a trade association are challenging the SEC’s assertion of jurisdiction over crypto. [read post]