Search for: "Sherry A. Banks" Results 21 - 40 of 174
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4 Jan 2022, 6:44 am by Paul Premack
In this case, Tom and Sherry were getting a divorce and had conflict over a variety of issues. [read post]
4 Jan 2022, 6:44 am by Paul Premack
In this case, Tom and Sherry were getting a divorce and had conflict over a variety of issues. [read post]
8 Nov 2021, 1:29 pm by Emily Dai
Sherri Goodman, senior fellow at the Wilson Center, will give an introduction. [read post]
22 Oct 2021, 10:26 am by John Jascob
By Anne Sherry, J.D.SEC Chair Gary Gensler discussed the challenges the SEC faces in adapting its tripartite mission to emerging technologies such as stablecoins, DeFi, and direct trading platforms. [read post]
1 Oct 2021, 4:00 am by Jim Sedor
Trump has said he will cite “executive privilege” to block information requests from the House select committee investigating the events of that day, banking on a legal theory that has successfully allowed presidents and their aides to avoid or delay congressional scrutiny for decades. [read post]
8 Jun 2021, 7:10 am by John Jascob
By Anne Sherry, J.D.At yesterday's CFO Network Summit, SEC Chair Gary Gensler announced that the staff will be preparing recommendations on shoring up Rule 10b5-1 for trading plans by insiders. [read post]
26 Feb 2021, 3:00 am by Jim Sedor
National/Federal Activist Shareholders Pressing Companies to Disclose More of Their Political Activity after Capitol Attack Washington Post – Tory Newmyer | Published: 2/23/2021 The insurrection at the Capitol continues to reverberate for major corporations that make campaign contributions. [read post]
13 Jan 2021, 7:13 am by John Jascob
U.S. banking regulators promptly encouraged banks to stop writing contracts referencing LIBOR. [read post]
16 Dec 2020, 9:49 am by John Jascob
By Anne Sherry, J.D.The Corporate Transparency Act, Title LXIV of the National Defense Authorization Act, seeks to crack down on "malign actors" by making it more difficult to conceal their ownerships of corporations, LLCs, and similar entities. [read post]
8 Dec 2020, 9:11 am by John Jascob
By Anne Sherry, J.D.Former Maryland Senator Paul Sarbanes (D-Md), the co-sponsor of the Sarbanes-Oxley Act, has died at the age of 87. [read post]
25 Sep 2020, 7:19 am by John Jascob
The agency could also work with the banking regulators to address a House FSC staff report finding that women- and minority-owned firms are underrepresented as asset managers and that large banks generally do not prioritize investing with diverse firms. [read post]
21 Sep 2020, 1:46 pm
The role of central banks as platform was nicely summarized in the Report's Key Findings (pp. 7-8): THE ROLE OF CENTRAL BANKS IN THE SUSTAINABLE DATA ECOSYSTEM• Central banks are critical stakeholders in the success of a sustainable financial system as both supervisors and reserve managers. [read post]
16 Jun 2020, 9:01 pm by Sherry F. Colb
Miller held similarly that the government may demand a person’s bank records from the bank without a warrant or any other showing of reasonableness under the Fourth Amendment. [read post]
2 Jun 2020, 7:40 am by Angela Mauroni
In this case, plaintiffs James Thole and Sherry Smith sued US Bank under the Employee Retirement Income Security Act of 1974 (ERISA) to allege that the defendants violated the act by poorly investing their assets. [read post]
30 Mar 2020, 10:01 am by Soraya Okuda
These are just a few: Phishing: In learning very specific information about people’s circumstances— such as their emails, Venmo or banking information, their real names, their addresses, the circumstances of them asking for aid, their health information, and their stories—bad actors can scam the very people seeking help. [read post]