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14 Aug 2020, 4:00 am
In addition to the FINRA findings, Ross Sinclaire allegedly failed to disclose information regarding a Private Placement Memorandum (“PPM”) for bonds to finance the construction of a community recreation center that would have been important material for investors in deciding whether to invest in the bonds. [read post]
14 Aug 2020, 4:00 am
In addition to the FINRA findings, Ross Sinclaire allegedly failed to disclose information regarding a Private Placement Memorandum (“PPM”) for bonds to finance the construction of a community recreation center that would have been important material for investors in deciding whether to invest in the bonds. [read post]
21 Jul 2020, 5:53 am
Posted by Jon Lukomnik, Sinclair Capital, LLC, on Tuesday, July 21, 2020 Editor's Note: Jon Lukomnik is Managing Director of Sinclair Capital, LLC. [read post]
24 Jan 2020, 7:18 am
Duhnke III, Public Company Accounting Oversight Board, on Friday, January 17, 2020 Tags: Accountability, Accounting, Accounting standards, Audits, Disclosure, Financial reporting, Financial technology, Oversight, PCAOB, Sarbanes–Oxley Act, Securities enforcement, Securities regulation Sustainability as New Standard for Investing Posted by Barbara Novick, BlackRock, Inc., on Friday, January 17, 2020 … [read post]
15 Dec 2019, 4:15 am
Enlarge (credit: Chesnot / Getty Images) The world of cryptocurrency has no shortage of imaginary investment products. [read post]
24 Sep 2019, 3:56 am
From December 2009 to June 2017, Conti was registered with Ross, Sinclaire & Associates. [read post]
21 Sep 2019, 1:31 pm
Second, the broker then must match the investment as being appropriate for the customer’s specific investment needs and objectives such as the client’s retirement status, long or short term goals, age, disability, income needs, or any other relevant factor. [read post]
24 Jul 2019, 3:06 pm
Sinclair Broadcasting Group’s acquisition of 21 Fox regional sports networks from Disney sent Sinclair shares flying with the deal totaling at $9.6B. [read post]
20 Jun 2019, 11:47 am
If you are concerned about your investments with Ross Sinclaire & Associates, the securities attorneys at The White Law Group may be able to help you. [read post]
5 May 2019, 9:05 pm
” Chicago is also “a hotbed of investment for startups in the food industry, befitting the city’s legacy of being the world’s hog butcher and stacker of wheat,” according to Bloomberg News. [read post]
1 Feb 2019, 10:51 am
(Pix © Larry Catá Backer; Tauluseinä Tavelväggen, Wall of Printings (1977); Nörrköping Art Museum Turku Findland))Every year for almost 25 years, the Corporate Practice Commentator (with great thanks to Robert Thompson (Georgetown)) announces the results of its annual poll to select the ten best corporate and securities articles. [read post]
10 Sep 2018, 3:38 pm
As private equity and hedge funds invest, the markets are taking note, even though broadcast stocks remain slightly undervalued. [read post]
19 Jul 2018, 9:30 pm
House of Representatives passed a package of bills that would ease business regulations, including regulations that affect the investment activity of “angel investors. [read post]
5 Jan 2018, 12:26 pm
He was registered with Ross, Sinclaire & Associates from 1995 to 2017 and is currently registered with National Alliance Securities. [read post]
15 Nov 2017, 8:44 am
Sinclair Broadcast Group Inc. [read post]
4 Oct 2017, 6:00 am
Sinclair & Epaminontas E. [read post]
7 Jul 2017, 5:00 am
Sinclair v. [read post]
5 Jun 2017, 9:10 pm
Sinclair & Odysseas G. [read post]
30 May 2017, 5:00 am
Sinclair v. [read post]
17 Feb 2017, 7:34 am
Sinclair and Edward L. [read post]
