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26 Apr 2010, 6:32 am
According to Attorney General Blumenthal, the three large financial rating agencies skewed their ratings of structured finance securities in order to garner more fee-based ratings business from the very same clients that were marketing those financial instruments.This testimony follows on the heals of a lawsuits filed by the Connecticut AG’s office in March against the McGraw Hills Companies, Inc., Standard & Poor’s Financial… [read post]
26 Apr 2010, 6:32 am
According to Attorney General Blumenthal, the three large financial rating agencies skewed their ratings of structured finance securities in order to garner more fee-based ratings business from the very same clients that were marketing those financial instruments.This testimony follows on the heals of a lawsuits filed by the Connecticut AG’s office in March against the McGraw Hills Companies, Inc., Standard & Poor’s Financial… [read post]
9 Jun 2017, 6:06 am
Decreasing Patience for IPOs with Poor Shareholder Rights Posted by Robert Kalb, Institutional Shareholder Services, Inc., on Friday, June 2, 2017 Tags: Boards of Directors, Dual-class stock, Institutional Investors, IPOs, ISS, Proxy advisors, Public firms, Shareholder proposals, Shareholder rights, Shareholder voting Appraisal Decision Sole Reliance on Merger Price: PetSmart Posted by Gail Weinstein and Brian T. [read post]
14 Mar 2022, 11:34 am
New proposed initiatives to prevent nursing home neglect and ensure quality care include: Mandate Minimum Staffing Levels: The Centers for Medicare and Medicaid Services (CMS) has been tasked to propose minimum standards for staffing within one year. [read post]
5 Jun 2024, 10:52 am
David Lerner Associates (CRD#5397) functions as a licensed broker-dealer, offering comprehensive independent brokerage services to both individual investors and financial advisors. [read post]
30 Nov 2023, 7:38 am
The corporate claimants received an overall two-star rating of “poor” on the Trustpilot page. [read post]
15 Sep 2014, 6:05 pm
Reversing the decision below, the court granted the petitioners’ request for the purpose of investigating claims that Standard & Poor's Financial Services LLC (S&P), a McGraw-Hill subsidiary, issued inflated credit ratings on the securities in order to garner business from the issuers (Retirement Plan for Gen. [read post]
3 Jul 2017, 8:35 am
“Prior to Dodd-Frank, there was a lack a lack of regulation, poor risk management, and a lack of supervision,” Sutphen observed. [read post]
10 Feb 2011, 11:56 am
In July 2009, CAlPERS sued Standard & Poor’s, Moody’s Investors Services Inc., and Fitch Inc. [read post]
21 Nov 2021, 9:00 pm
”[12] The June ETS primarily requires the use of personal protective equipment (“PPE”) in “all settings where any employee provides healthcare services or healthcare support services. [read post]
3 Nov 2023, 10:39 am
This could include providing investment advice, portfolio management, or financial planning services. [read post]
7 May 2018, 10:25 pm
LEGAL STANDARD[omitted]IV. [read post]
7 Mar 2023, 9:35 am
Vince, LLC v. [read post]
5 Aug 2011, 8:16 am
Also in July 2011 Standard & Poor’s Financial Services LLC (S&P) placed its sovereign credit ratings of the U.S. government on CreditWatch with negative implications. [read post]
4 Nov 2022, 12:58 pm
Contact The Wieand Law Firm, LLC It’s time that nursing home residents and their families stand up against poor care and understaffing at Pennsylvania nursing homes. [read post]
23 Jun 2014, 2:38 pm
According to Bloomberg, “Puerto Rico obligations lost 20.5% last year, the steepest drop since at least 1999, Standard & Poor’s data show. [read post]
1 Oct 2014, 8:44 pm
As noted, the employer may contract with a registered claims service or third party administrator, to provide these services. [read post]
19 Feb 2010, 2:29 pm
It applies to every broker and brokerage firm (whether discount or full service), every security, and every person who receives any information about a security (rich or poor, financially sophisticated or not, whether or not that person has an account with the broker). [read post]
11 Oct 2011, 5:00 am
Standard & Poor’s Ratings Services The SEC did not determine that any finding discussed in this Report constitutes a “material regulatory deficiency”. [read post]
28 Dec 2017, 5:00 am
He falsely told those victims that his business was Spike Services LLC, charging papers said. [read post]
