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26 Apr 2010, 6:32 am
According to Attorney General Blumenthal, the three large financial rating agencies skewed their ratings of structured finance securities in order to garner more fee-based ratings business from the very same clients that were marketing those financial instruments.This testimony follows on the heals of a lawsuits filed by the Connecticut AG’s office in March against the McGraw Hills Companies, Inc., Standard & Poor’s Financial… [read post]
26 Apr 2010, 6:32 am
According to Attorney General Blumenthal, the three large financial rating agencies skewed their ratings of structured finance securities in order to garner more fee-based ratings business from the very same clients that were marketing those financial instruments.This testimony follows on the heals of a lawsuits filed by the Connecticut AG’s office in March against the McGraw Hills Companies, Inc., Standard & Poor’s Financial… [read post]
9 Jun 2017, 6:06 am
Decreasing Patience for IPOs with Poor Shareholder Rights Posted by Robert Kalb, Institutional Shareholder Services, Inc., on Friday, June 2, 2017 Tags: Boards of Directors, Dual-class stock, Institutional Investors, IPOs, ISS, Proxy advisors, Public firms, Shareholder proposals, Shareholder rights, Shareholder voting Appraisal Decision Sole Reliance on Merger Price: PetSmart Posted by Gail Weinstein and Brian T. [read post]
14 Mar 2022, 11:34 am
New proposed initiatives to prevent nursing home neglect and ensure quality care include: Mandate Minimum Staffing Levels: The Centers for Medicare and Medicaid Services (CMS) has been tasked to propose minimum standards for staffing within one year. [read post]
30 Nov 2023, 7:38 am
The corporate claimants received an overall two-star rating of “poor” on the Trustpilot page. [read post]
15 Sep 2014, 6:05 pm
Reversing the decision below, the court granted the petitioners’ request for the purpose of investigating claims that Standard & Poor's Financial Services LLC (S&P), a McGraw-Hill subsidiary, issued inflated credit ratings on the securities in order to garner business from the issuers (Retirement Plan for Gen. [read post]
3 Jul 2017, 8:35 am
“Prior to Dodd-Frank, there was a lack a lack of regulation, poor risk management, and a lack of supervision,” Sutphen observed. [read post]
10 Feb 2011, 11:56 am
In July 2009, CAlPERS sued Standard & Poor’s, Moody’s Investors Services Inc., and Fitch Inc. [read post]
21 Nov 2021, 9:00 pm
”[12] The June ETS primarily requires the use of personal protective equipment (“PPE”) in “all settings where any employee provides healthcare services or healthcare support services. [read post]
3 Nov 2023, 10:39 am
This could include providing investment advice, portfolio management, or financial planning services. [read post]
7 May 2018, 10:25 pm
LEGAL STANDARD[omitted]IV. [read post]
7 Mar 2023, 9:35 am
Vince, LLC v. [read post]
5 Aug 2011, 8:16 am
Also in July 2011 Standard & Poor’s Financial Services LLC (S&P) placed its sovereign credit ratings of the U.S. government on CreditWatch with negative implications. [read post]
4 Nov 2022, 12:58 pm
Contact The Wieand Law Firm, LLC It’s time that nursing home residents and their families stand up against poor care and understaffing at Pennsylvania nursing homes. [read post]
23 Jun 2014, 2:38 pm
According to Bloomberg, “Puerto Rico obligations lost 20.5% last year, the steepest drop since at least 1999, Standard & Poor’s data show. [read post]
1 Oct 2014, 8:44 pm
As noted, the employer may contract with a registered claims service or third party administrator, to provide these services. [read post]
19 Feb 2010, 2:29 pm
It applies to every broker and brokerage firm (whether discount or full service), every security, and every person who receives any information about a security (rich or poor, financially sophisticated or not, whether or not that person has an account with the broker). [read post]
11 Oct 2011, 5:00 am
Standard & Poor’s Ratings Services The SEC did not determine that any finding discussed in this Report constitutes a “material regulatory deficiency”. [read post]
28 Dec 2017, 5:00 am
He falsely told those victims that his business was Spike Services LLC, charging papers said. [read post]
18 Apr 2008, 9:01 pm
Wells Fargo Bank, N.A. is the only bank in the U.S., and one of only two banks worldwide, to have the highest credit rating from both Moody's Investors Service, "Aaa," and Standard & Poor's Ratings Services, "AAA. [read post]