Search for: "Standard Trading and Investment International Inc."
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27 Aug 2023, 7:49 pm
From 2013 to 2017, Western International allegedly failed to establish, maintain, and enforce a supervisory system in connection with recommendations of non-traded real estate investment trusts (non-traded REITs). [read post]
17 Aug 2023, 9:05 pm
Coinbase Financial Markets, Inc., a cryptocurrency exchange platform, announced that it has secured approval from the National Futures Association to offer cryptocurrency futures trading to retail investors. [read post]
1 Aug 2023, 4:27 pm
For example, the SEC is currently formulating a regulation that would require publicly traded companies to disclose their greenhouse gas emissions and climate-related risks.[3] Until such a regulation takes effect, however, why would (or should) a company provide voluntary ESG disclosures that are not legally mandated? [read post]
21 Jul 2023, 9:05 am
Axon Enterprise, Inc. v. [read post]
20 Jul 2023, 10:44 am
On June 6, 2023, the SEC charged Coinbase, Inc. and Coinbase Global, Inc. [read post]
19 Jun 2023, 4:41 am
One need look no further than a bitter partnership breakup involving international investment banking firm Parella Weinberg Partners (“PWP”). [read post]
31 May 2023, 1:44 pm
Noteworthy, Metromile Inc., a San Francisco-based technology startup, ful [read post]
24 May 2023, 6:37 am
” The indictment and its accompanying “statement of facts” accuse Trump of orchestrating a “catch and kill” scheme with his fixer Michael Cohen, American Media, Inc. [read post]
14 May 2023, 9:01 pm
(n/k/a Edgio, Inc.) [read post]
14 May 2023, 6:56 pm
The normative focus is on development, collective prosperity and security, and on compliance with local law and localized international standards. [read post]
1 May 2023, 7:18 am
May 11, 2023 - 11 AM [Virtual]: Urban Outfitters, Inc. and Urban Outfitters Wholesale, Inc. [read post]
20 Apr 2023, 1:20 pm
On February 9, 2023, the Security and Exchange Commission (“SEC”) charged Payward Ventures, Inc. and Payward Trading Ltd. [read post]
10 Apr 2023, 8:26 am
05/07/2020 – 05/05/2021, CADARET, GRANT & CO., INC. [read post]
30 Mar 2023, 6:52 am
The purpose of Reg BI is to raise the standard of conduct for broker-dealers and investment advisors who provide investment advice to retail customers. [read post]
27 Mar 2023, 9:01 pm
Conversely, “Retail Trade” filings increased from 4% to 9%, the high watermark in recent years. [read post]
6 Mar 2023, 9:01 pm
The cost to execute trades has decreased dramatically. [read post]
17 Feb 2023, 6:11 am
Google and the related case, Twitter, Inc. v. [read post]
1 Feb 2023, 9:01 pm
Before I begin, let me make my standard disclaimer – the views I express today are my own and do not necessarily represent the views of the SEC or my fellow Commissioners. [read post]
28 Jan 2023, 7:32 am
Pix Credit hereESG, has been driven by the private sector and intensely debated in the context of privately ordered responsible business conduct standards, and formed part of a rich debates among market actors and public international organizations about the role and nature of so-called non-financial siclosure in genmeral, and sustainability and climate related factors in decision making. [read post]
22 Jan 2023, 6:59 pm
This year’s list focuses, with some exceptions, on the unsung heroes among the many decisions that have not already been widely discussed by the mainstream press or legal trade publications, such as many rulings involving Elon Musk, Tesla and Twitter. [read post]
