Search for: "Stanford Capital Management LLC"
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19 Feb 2021, 7:40 am
William Joseph Capital Management LLC Robert Whittenburg Ameriprise Financial Services, Inc. [read post]
16 Feb 2021, 5:29 am
” The DOJ indicted David Gentile, the founder of GPB, Jeffry Schneider, the owner and CEO of Ascendant Capital LLC, and Jeffrey Lash, a former managing partner of GPB relating to the fraud. [read post]
8 Feb 2021, 6:12 am
”[2] The DOJ indicted David Gentile, the founder of GPB, Jeffry Schneider, the owner and CEO of Ascendant Capital LLC, and Jeffrey Lash, a former managing partner of GPB relating to the fraud. [read post]
4 Dec 2020, 1:23 pm
Wells Fargo Clearing Services, LLC Paul Stanford Santander Securities LLC Ameriprise Financial Services, Inc. [read post]
20 Nov 2020, 6:00 am
Securities and Exchange Commission, on Thursday, November 19, 2020 Tags: Compliance and disclosure interpretation, Disclosure, Investment advisers, Investor protection, Retail investors, SEC, SEC enforcement, Securities enforcement, Securities fraud, Whistleblowers A Sober Look at SPACs Posted by Michael Klausner (Stanford University), Michael Ohlrogge (NYU), and Emily Ruan (Stanford University), on Thursday, November… [read post]
6 Nov 2020, 6:30 am
Milhaupt (Stanford Law School), on Monday, November 2, 2020 Tags: Agency model, Asset management, Corporate purpose, ESG, Institutional Investors, Long-Term value, Shareholder primacy, Shareholder value, Stewardship Trump Legacy: Boom in Corporate Political Disclosure Posted by Bruce F. [read post]
2 Oct 2020, 6:11 am
Larcker (Stanford University), and Courtney Yu (Equilar, Inc.), on Sunday, September 27, 2020 Tags: Bonuses, COVID-19, Director compensation, ESG, Executive Compensation, Firm performance, Incentives, Management, Pay for performance Shareholder Proposal No-Action Requests in the 2020 Proxy Season Posted by Marc S. [read post]
2 Sep 2020, 2:04 pm
Prior to starting her consulting firm in 1999, she spent 14 years as a high-risk lender in the U.S. and Latin America at Citicorp and Sanwa Business Credit.Bill Elkington, Founder, Mind IC Bill’s career in three Fortune 500 companies, a startup, and now in his consulting firm—Mind IC LLC—has been in the field of intellectual capital management. [read post]
13 Mar 2020, 6:31 am
Shi (Stanford University), on Friday, March 6, 2020 Tags: Disclosure, Executive Compensation, Executive performance, Firm performance, Pay for performance, Shocks Statement by Commissioner Lee on Proposed Amendments to the Exempt Offering Framework Posted by Allison Herren Lee, U.S. [read post]
20 Dec 2019, 6:10 am
Koors, Pearl Meyer & Partners, LLC, on Thursday, December 19, 2019 Tags: Boards of Directors, Compensation committees, Corporate culture, Executive Compensation, Executive turnover, Human capital, Management, Succession Statement by Chairman Jay Clayton at Open Meeting Posted by Jay Clayton, U.S. [read post]
10 Nov 2019, 4:38 pm
On 4 November 2019 Saini J heard an application in the case of ABC v Google LLC. [read post]
7 Jun 2019, 6:09 am
Larcker (Stanford University), and Eva Zlotnicka (ValueAct Capital), on Tuesday, June 4, 2019 Tags: Boards of Directors, Corporate Social Responsibility, ESG, Institutional Investors, Long-Term value, Risk management, Stakeholders, Sustainability Why CalPERS and Colorado PERA Moved to Intervene in the Johnson & Johnson Mandatory Arbitration Case Posted by Matthew Jacobs (CalPERS), Adam Franklin (Colorado PERA) and Megan… [read post]
22 Mar 2019, 6:27 am
Larcker (Stanford University) and Edward M. [read post]
8 Feb 2019, 6:04 am
Fried (Harvard Law School) and Matthew Schoenfeld (Burford Capital), on Monday, February 4, 2019 Tags: Cayman Islands, China, Controlling shareholders, Cross-border transactions, Fairness review, Foreign firms, Going private, International governance, Investor protection, IPOs, Minority shareholders, Tech companies, Unicorns Internal Forecasts and M&A Posted by Paul M. [read post]
16 Dec 2018, 4:04 pm
The Stanford Cyberlaw Blog has analysed the threat posed by deepfakes in perpetuating the spread of disinformation and the role of technology in providing solutions. [read post]
14 Dec 2018, 6:06 am
Larcker and Brian Tayan (Stanford University), on Wednesday, December 12, 2018 Tags: Board independence, Boards of Directors, Capital formation, Executive Compensation, IPOs, Management, Private firms, Public firms, Securities regulation, Venture capital firms Testimony on Oversight of the U.S. [read post]
24 Aug 2018, 6:06 am
Aguilera (Northeastern University) and Ilir Haxhi (University of Amsterdam), on Tuesday, August 21, 2018 Tags: Boards of Directors, Brazil, China, Emerging markets, India, International governance, Management, Ownership, Russia, Securities regulation Dual-Class Index Exclusion Posted by Andrew Winden (Stanford University) and Andrew Baker (Stanford University), on Wednesday, August 22, 2018 … [read post]
9 Jul 2018, 12:43 pm
According to FINRA Disciplinary actions for June 2018, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Donald Nelson Bower III Edward Jones Invest Financial Corp Christopher Masharn Bruce Statefarm VP Management Corp Chris Bruce Insurance Agency… [read post]
1 Jun 2018, 6:07 am
Milhaupt (Stanford Law School), on Tuesday, May 29, 2018 Tags: Acquisitions, China, Cross-border transactions, Incentives, International governance, Mergers & acquisitions, State control Directors’ Notes: A Trap for the Unwary? [read post]
11 May 2018, 7:22 am
Miller managed to defraud thousands of people before his scheme fell apart. [read post]
