Search for: "State v. Dodd"
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9 Oct 2023, 6:32 am
On August 25, 2023, two SEC compliance and disclosure interpretations (“C&DI”) were issued related to these quarterly disclosures.[1] C&DI 133A.01 states that Item 408(a)(1) of Regulation S-K does not require disclosure of termination of a plan that ends due to expiration or completion of the plan in accordance with its terms, without any action by an individual. [read post]
9 Oct 2023, 6:32 am
On August 25, 2023, two SEC compliance and disclosure interpretations (“C&DI”) were issued related to these quarterly disclosures.[1] C&DI 133A.01 states that Item 408(a)(1) of Regulation S-K does not require disclosure of termination of a plan that ends due to expiration or completion of the plan in accordance with its terms, without any action by an individual. [read post]
4 Oct 2023, 12:46 pm
On October 3, the second morning of its new term, the Supreme Court of the United States (SCOTUS) heard oral arguments in the case of Consumer Financial Protection Bureau v. [read post]
28 Sep 2023, 9:02 pm
The Office emphasized that this change is needed in light of the landmark Obergefell v. [read post]
28 Sep 2023, 9:22 am
Three years ago, in Seila Law v. [read post]
28 Sep 2023, 7:15 am
Ronald Theus , Applicant v. [read post]
16 Aug 2023, 10:52 am
In SEC v. [read post]
28 Jul 2023, 7:34 am
Most banks in the country do not service cannabis companies as marijuana remains illegal at the federal level despite several states legalizing its medicinal and recreational use. . . . [read post]
14 Jul 2023, 6:30 am
Kay, Mike Kesner, and Ed Sim, Pay Governance LLC, on Wednesday, July 12, 2023 Tags: Disclosure, Dodd-Frank Act, Executive Compensation, Pay for performance, SEC enforcement, TSR The Developing Litigation Risks from the ESG Backlash in the United States Posted by Rick S. [read post]
14 Jul 2023, 6:30 am
Kay, Mike Kesner, and Ed Sim, Pay Governance LLC, on Wednesday, July 12, 2023 Tags: Disclosure, Dodd-Frank Act, Executive Compensation, Pay for performance, SEC enforcement, TSR The Developing Litigation Risks from the ESG Backlash in the United States Posted by Rick S. [read post]
28 Jun 2023, 5:49 pm
DCAA’s Organization DCAA’s organizational structure consists of a Headquarters, four Corporate Audit Directorates (CADs) organized by major contractors, three geographical regions (Eastern, Central and Western) for other contractors, and a Field Detachment that focuses on classified work.[14] Overall, DCAA has approximately 230 offices located throughout the United States, Europe, and the Middle East.[15] DCAA’s Headquarters is located at Fort Belvoir, Virginia.[16]… [read post]
13 May 2023, 7:59 am
Thornell v. [read post]
6 May 2023, 10:49 am
Doe v. [read post]
3 May 2023, 9:03 pm
”[v]The release does not explain what such a response would entail, which is not surprising given that the SEC is neither equipped nor authorized to tell private funds how to manage their risks, let alone to rescue private funds in times of stress. [read post]
24 Apr 2023, 9:01 pm
Nevertheless, the Policy Statement will be published in the Federal Register, and comments may be submitted until July 3, 2023.[5] BACKGROUND The Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”)[6] makes it unlawful for any covered person or service provider to engage in any unfair, deceptive, or abusive act or practice.[7] The Dodd-Frank Act also provides the CFPB with rulemaking authority to define and prevent unfair,… [read post]
7 Apr 2023, 7:02 am
The Second Circuit denied a request by the whistleblower for rehearing en banc (Doe v. [read post]
26 Mar 2023, 8:53 am
Dodds v. [read post]
23 Mar 2023, 7:34 am
In a case about ABS self-benefitting deals, SEC v. [read post]
28 Feb 2023, 8:01 am
United States and Consumer Financial Protection Bureau v. [read post]
23 Feb 2023, 6:57 am
United States and Palomares v. [read post]
