Search for: "State v. Leisinger" Results 21 - 26 of 26
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19 Nov 2015, 8:51 am by John Jascob
In addition, the court stated, under the test articulated by the Supreme Court in Free Enterprise Fund v. [read post]
14 Oct 2015, 1:28 pm by John Jascob
By Amy Leisinger, J.D.NexPoint Advisors, L.P. has filed a shareholder complaint against TICC Capital Corp. and certain of its directors and officers seeking to remedy a number of state and federal violations. [read post]
16 Jun 2015, 7:17 am by John Jascob
The parties also moved for an order temporarily restraining or preliminarily enjoining the SEC from publicly disseminating the decision against them in the administrative proceeding and staying the effect of any relief entered pending resolution of the matter (Timbervest, LLC v. [read post]
17 Feb 2015, 4:27 pm by John Jascob
[This story previously appeared in Securities Regulation Daily.]By Amy Leisinger, J.D.An investor has petitioned the U.S. [read post]
6 Jan 2015, 9:09 am by John Jascob
By its decision, the petitioners state, the Sixth Circuit has exacerbated an existing circuit split by refusing to recognize an implied private right of action under Section 36(a). [read post]