Search for: "State v. Sachs"
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30 Oct 2023, 7:31 am
The first issue is whether approval of the rule is unconstitutional state action; the second is whether the rule is justified under the Exchange Act on the sole basis that some stakeholders asked for it.AFBR cites the Supreme Court’s language in Moose Lodge No. 107 v. [read post]
20 Oct 2023, 2:23 pm
[What Swift v. [read post]
2 Oct 2023, 7:40 am
In Powell v. [read post]
13 Sep 2023, 5:38 am
(It also depends on whether legislatures can rescind their ratifications, as some may have done; for more on that, see Michael Stokes Paulsen's General Theory of Article V.) [read post]
21 Aug 2023, 2:00 am
In Kellerman-Bernard v. [read post]
3 Jul 2023, 2:35 pm
Steve Sachs explained what may come next. [read post]
28 Jun 2023, 2:56 pm
Yesterday the Court reversed in Mallory v. [read post]
17 Jun 2023, 2:14 pm
See, e.g., United States v. [read post]
2 Jun 2023, 6:30 am
Holland, Simpson Thacher and Bartlett LLP, on Saturday, May 27, 2023 Tags: anti-ESG, Financial institutions, Institutional Investors, legislation, Monetary policy, State regulation Significant Amendments to Private Fund Adviser Reporting on Form PF Posted by Diane Blizzard and Radhika Kshatriya, Kirkland & Ellis LLP, on Sunday, May 28, 2023 Tags: Disclosure, Form PF, Investment advisers, Private equity, Private funds, SEC enforcement The Imperfect CEO Posted by Justus… [read post]
2 Jun 2023, 6:30 am
Holland, Simpson Thacher and Bartlett LLP, on Saturday, May 27, 2023 Tags: anti-ESG, Financial institutions, Institutional Investors, legislation, Monetary policy, State regulation Significant Amendments to Private Fund Adviser Reporting on Form PF Posted by Diane Blizzard and Radhika Kshatriya, Kirkland & Ellis LLP, on Sunday, May 28, 2023 Tags: Disclosure, Form PF, Investment advisers, Private equity, Private funds, SEC enforcement The Imperfect CEO Posted by Justus… [read post]
8 May 2023, 4:47 am
CIMINELLI v. [read post]
8 May 2023, 4:47 am
Gamal Abdelaziz, Defendant/Appellant-and-United States, Appellee, v. [read post]
3 Apr 2023, 7:18 am
Doron Dorfman Braidwood v. [read post]
3 Apr 2023, 4:20 am
In 2023 FINRA Settles With Goldman Sachs Over Mismarked Short Sales Dating Back to 2015 (BrokeAndBroker.com Blog) FINRA Arbitration Award Gives Us A Case of Gas From Chipotle Bean Burrito Puts (BrokeAndBroker.com Blog) Steven Schwartz, Plaintiff, v. [read post]
3 Apr 2023, 4:20 am
In 2023 FINRA Settles With Goldman Sachs Over Mismarked Short Sales Dating Back to 2015 (BrokeAndBroker.com Blog) FINRA Arbitration Award Gives Us A Case of Gas From Chipotle Bean Burrito Puts (BrokeAndBroker.com Blog) Steven Schwartz, Plaintiff, v. [read post]
3 Apr 2023, 4:20 am
Allstate Insurance Company, Defendants (Memorandum and Order, United States District Court for the Eastern District of New York) Goldman Sachs gets $3M FINRA fine for 60 million short sale errors (Financial Planning by Victoria Zhuang) Latest SEC budget request emphasizes an enforcement agenda (Financial Planning by Dan Shaw) ... [read post]
27 Mar 2023, 9:01 pm
Note, however, that this figure does not include class action suits filed in state court or state court derivative suits, including those in the Delaware Court of Chancery. [read post]
24 Mar 2023, 10:00 pm
Matter of Digital Forensics Unit v Records Access Officer 2023 NY Slip Op 01476 Decided on March 21, 2023 Appellate Division, First Department Published by New York State Law Reporting Bureau pursuant to Judiciary Law § 431. [read post]
24 Mar 2023, 10:00 pm
Matter of Digital Forensics Unit v Records Access Officer 2023 NY Slip Op 01476 Decided on March 21, 2023 Appellate Division, First Department Published by New York State Law Reporting Bureau pursuant to Judiciary Law § 431. [read post]
18 Mar 2023, 12:53 pm
See Sachs, Jurisdiction, 106 VA. [read post]
