Search for: "TD Securities Inc."
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22 Feb 2022, 12:09 pm
Ian Ha Infinity Financial Services AXA Advisors, LLC Ikea Huggins Narith Long NYLife Securities LLC Northwestern Mutual Investment Services, LLC Frank Mathis Fidelity Brokerage Services LLC TD Ameritrade, Inc. [read post]
24 Jan 2022, 2:01 pm
LPL Financial Corporation Juanita O’Neal TD Ameritrade, Inc. [read post]
27 Dec 2021, 9:38 am
Wells Fargo Clearing Services, LLC Frank Mathis Fidelity Brokerage Services LLCV TD Ameritrade, Inc. [read post]
6 Dec 2021, 9:58 am
LPL Financial Corporation Juanita O’Neal TD Ameritrade, Inc. [read post]
30 Nov 2021, 8:38 am
His previous employers include Woodstock Financial Group, Inc. [read post]
3 Nov 2021, 8:07 am
”According to his broker record, Seijas was reportedly affiliated with the following firms during his career in the securities industry, among others: 11/13/2013 – 03/06/2019, WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616), SHORT HILLS, NJ09/27/2013 – 11/20/2013, TD AMERITRADE, INC. [read post]
21 Oct 2021, 6:35 am
At a later point in the report, the SEC explained that the increase in individual account activity included accounts trading GameStop options; options trading, the SEC said, had been concentrated in three firms that accounted for 66 percent of such activity (the firms identified by the SEC are Robinhood, TD Ameritrade, and E*Trade Securities).The SEC made some general conclusions with respect to the role specific types of funds may have played in the January 2021 market volatility.… [read post]
2 Sep 2021, 12:18 pm
TD Bank, N.A. [read post]
21 May 2021, 10:47 am
Robinhood was joined by other online brokers, including TD Ameritrade, Charles Schwab & Co, Inc, Interactive Brokers, LLC, Webull Financial, LLC, E*Trade Securities LLC, who all implemented trading restrictions on targeted securities. [read post]
10 May 2021, 7:09 am
Robinhood was joined by other online brokers, including TD Ameritrade, Charles Schwab & Co, Inc, Interactive Brokers, LLC, Webull Financial, LLC, E*Trade Securities LLC, who all implemented trading restrictions on targeted securities. [read post]
5 May 2021, 9:25 am
” Defendant TD Ameritrade, Inc. [read post]
11 Dec 2020, 6:56 am
And TD Securities Inc. [read post]
29 Nov 2020, 4:13 pm
Canada In the case of Sole Cleaning Inc. v. [read post]
24 Oct 2020, 5:00 am
In 2008, Kwasi Mensah Aggor joined TD Ameritrade Inc. as a General Securities Representative. [read post]
23 Oct 2020, 8:03 am
HSBC Securities (USA) Inc. [read post]
22 Oct 2020, 7:06 am
Credit union trade groups have long pushed for a data security standard for retailers and others. [read post]
16 Oct 2020, 9:00 am
TD Sues Plaid Over Trademark Infringement, False AdvertisingBanking Dive – October 15, 2020 TD Bank accused Plaid of trademark infringement and false advertising Wednesday in a lawsuit filed in the U.S. [read post]
21 May 2020, 7:12 am
Murray, Robert SW Financial Joseph Stone Capital LLC Oplinger, Todd IFS Securities Ridgeway & Conger, Inc Rangel, Jesse TD Ameritrade, Inc Morgan Stanley Stokes, Dain LPL Financial LLC Edward Jones Thrush, Steven Summit Brokerage Services, Inc Cambridge Investment Research, Inc Washington, Robert FINRA makes this information… [read post]
10 Apr 2020, 4:20 am
Grubhub (a/d/b/a Seamless), Doordash Inc., Postmates Inc., and Uber Technologies, Inc., (in its own right and as parent of wholly owned subsidiary Uber Eats), Defendants (Class Action Complaint)Texas Court of Appeals Reverses $3 Million TD Ameritrade Customer Victory (BrokeAndBroker.com Blog)Statement of Chairman Heath P. [read post]
18 Mar 2020, 4:00 am
TD Waterhouse Canada Inc., 2020 ONSC 1477 (CanLII) [36] Concurrent liability may arise in tort even when the relationship among the parties is governed by contracts. [read post]
