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13 Sep 2019, 11:43 am
As Kevin LaCroix of the D&O Diary reported earlier this summer, a recent Delaware Supreme Court opinion involving TIAA-CREF rejected the insurer’s argument that amounts paid in settlement underlying class action lawsuits constituted uninsurable disgorgement. [read post]
24 Jun 2019, 1:21 pm
It used to be TIAA‑CREF. [read post]
14 Jan 2019, 3:08 pm
In In re TIAA-CREF Ins. [read post]
1 Nov 2018, 3:02 pm
The Robbins Geller law firm is lead counsel for lead plaintiff TIAA-CREF and for the class. [read post]
3 Oct 2018, 2:40 pm
A class action securities fraud lawsuit brought on behalf of investors by lead plaintiff and investment manager TIAA-CREF remains pending. [read post]
6 Aug 2018, 6:00 am
In re: TIAA-CREF Insurance Appeals, Nos. 478, 2017; 479, 2017; 480, 2017; 481, 2017 (Del. [read post]
31 Jul 2018, 4:31 pm
TIAA-CREF filed a coverage action against the insurers in Delaware Superior Court. [read post]
6 Mar 2018, 8:07 am
According to FINRA Disciplinary actions for February 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Patrick John Auckland TIAA-CREF Individual & Institutional Services, LLC Morgan Stanley Michael Albert DiPietro Transamerica Financial Advisors, Inc. [read post]
6 Nov 2017, 3:19 am
In today's featured BrokeAndBroker.com Blog commentary, our publisher Bill Singer, Esq. dissects a fairly mundane pro se Claimant's case against TIAA-CREF. [read post]
5 Jun 2017, 2:14 pm
(“Wells Fargo“) filed four third-party complaints against BlackRock Advisors, LLC, Pacific Investment Management Company, LLC, Teachers Advisors, LLC, TIAA-CREF Investment Management, LLC, and PGIM, Inc. [read post]
16 Feb 2017, 8:17 am
In a recent decision in the ongoing coverage dispute brought by TIAA-CREF against its various D&O carriers, Judge Jan Jurden cited a piece written by Peter Gillon and Vernon Thompson, Jr. in Law360 (“Another Blow Dealt to Restitution, Disgorgement Defense”) as legal authority for her conclusion that “the current trend in New York and additional jurisdictions ‘has been for courts to narrow the [disgorgement] defense considerably,’ and in some cases… [read post]
29 Jan 2017, 12:40 pm
TIAA-CREF Individual & Institutional Services, LLC (CRD #20472 , New York, New York) submitted an AWC in which the firm was censured and fined $275,000. [read post]
10 Nov 2016, 9:00 am
TIAA-CREF Individual & Institutional Services, LLC v. [read post]
6 Nov 2016, 8:32 pm
TIAA-CREF settled and expressly denied any liability. [read post]
31 Mar 2016, 11:18 am
Murphy, who previously managed risk and infrastructure in the financial services industry at employers such as TIAA-CREF, started at Cardinal in 2011. [read post]
31 Mar 2016, 11:18 am
Murphy, who previously managed risk and infrastructure in the financial services industry at employers such as TIAA-CREF, started at Cardinal in 2011. [read post]
9 Feb 2016, 6:27 am
Wilcox, Sodali, on Tuesday, February 9, 2016 Editor's Note: John Wilcox is Chairman of Sodali and former Head of Corporate Governance at TIAA-CREF. [read post]
9 Feb 2016, 6:27 am
Wilcox, Sodali, on Tuesday, February 9, 2016 Editor's Note: John Wilcox is Chairman of Sodali and former Head of Corporate Governance at TIAA-CREF. [read post]
Class Action Mismatch: Securities Class Action Jurisprudence and High-Frequency Trading Manipulation
19 Oct 2015, 3:30 am
Linda Mullenix For faculty members with retirement savings in TIAA-CREF or brokerage accounts, market events of summer 2015 might prompt the conclusion that August is the cruelest month of all. [read post]
10 Aug 2015, 4:40 am
Here are some of the latest entries: – Shareholder Engagement: TIAA-CREF – Delaware Weighs In: Plain Vanilla Advance Notice Bylaws – Some Ways to Shorten 10-Ks & 10-Qs – Shareholder Proposals: Doing Research Through Free Databases – Chamber: Report on How to Deal With Proxy Advisor Conflicts – Jeff Werbitt [read post]
