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8 Jan 2015, 8:30 am
By: Mark Tarallo On December 17, 2014, the United States Securities and Exchange Commission (“SEC) issued proposed amendments to the existing rules adopted under Section 12 (g) of the Exchange Act to reflect the new, higher thresholds for registration, termination of registration and suspension of reporting that were adopted as part of the JOBS Act. [read post]
15 Jun 2015, 11:46 am
Tarallo and Robert M. [read post]
23 Jan 2015, 1:21 pm
By: Mark Tarallo In a decision dated December 10, 2014, the Second Circuit Court of Appeals clarified its position on insider trading cases where the discloser of the information committed no crime. [read post]
5 Oct 2015, 9:22 am
In the fourth video of MBBP’s M&A Clip Series, Corporate attorney Mark Tarallo addresses HSR Act and timing issues related to closing an M&A transaction. [read post]
9 Jan 2015, 7:16 am
By Mark Tarallo A recent opinion issued by the Delaware Chancery Court may have a significant impact on the way acquisition transactions are structured. [read post]
27 Jun 2014, 5:36 am
In MBBP’s June issue of M&A Today, Scott Bleier provides insight into “Materiality Scrape” Provisions from both the Buyer and Seller perspective in merger and acquisition agreements, while Mark Tarallo discusses the business judgment ruling and how it benefits the defendants while providing a clear roadmap for controlling stockholders. [read post]
15 Jan 2015, 12:26 pm
By: Mark Tarallo The Securities and Exchange Commission (“SEC”) is charged with enforcing the accounting provisions of the Foreign Corrupt Practices Act (“FCPA”). [read post]
30 Jun 2014, 12:09 pm
By: Mark Tarallo On June 10, 2014, Commissioner Luis A. [read post]
1 Dec 2014, 9:33 am
By: Mark Tarallo On November 5, 2014, the United States Securities and Exchange Commission (SEC) announced enforcement actions against 10 publicly traded companies for failing to properly disclose financing transactions and other sales of unregistered stock. [read post]
8 Dec 2014, 9:56 am
By: Mark Tarallo Continuing its crackdown on insider trading activities, the United States Securities and Exchange Commission announced on November 21 that it had filed charges against an executive of GenTek, Inc. and his restaurant-manager friend for acting on material non-public information. [read post]
20 Nov 2013, 7:40 am
Tarallo In the late 1990’s, market regulators grew concerned that public companies (and their representatives) were too often engaging in “selective disclosure,” and that certain analysts and institutional investors were getting access to material information that was not available to most institutional investors (such as quarterly analyst calls made by the issuers). [read post]
17 May 2019, 5:00 am
Bryers of the Philadelphia law firm of Pillinger, Miller, Tarallo, for bringing this case to my attention. [read post]
9 Jul 2008, 3:53 am
The same happens if McCarthy leaves the ordinance unsigned.Ward 2 Councilor Ed Tarallo said last night he had expected to hear yesterday whether the mayor had OK'd the sex offender ordinance.Tarallo, the chairman of the council's Ordinances and Rules Committee, where the sex offender law was created, said the proposal had the council's full support. [read post]
9 Nov 2007, 7:06 am
Tarallo, 380 F.3d 1174 (9th Cir. 2004), which permitted a standard of reckless indifference in securities fraud cases.Similarly, the United States Court of Appeals for the Sixth Circuit has upheld a recklessness standard when the defendant owned the company, had the ability to hire and fire, frequently visited the location where fraud occurred, was present on at least one occasion where fraud had taken place, and covered up evidence of the fraudulent conduct afterward. [read post]
28 May 2009, 3:49 am
This rule was again cited as the law in Tarallo v. [read post]
30 Sep 2007, 1:44 am
Tarallo, 380 F.3d 1174, 1189 & n.5 (9th Cir. 2004). [read post]
