Search for: "The Variable Annuity Life Insurance Company"
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19 Feb 2021, 4:03 am
A customer dispute filed in April 2020 alleges Charles Jonathan Evan made misrepresentations and unsuitable recommendations on the sale of life insurance and annuity products. [read post]
11 Nov 2020, 7:24 am
Specifically, his recommendations to customers to purchase variable annuities and whole life insurance policies: Continue reading The post Financial Advisor Richard Michael Wesselt BARRED by FINRA for Recommendations in Unsuitable Variable Annuity Investments to 78 Customers – Collegeville, PA appeared first on Securities Arbitration Lawyer Blog. [read post]
10 Nov 2020, 10:52 am
According to a Letter of Acceptance, Waiver and Consent (AWC) on November 9, 2020, from March 2014 through September 2017, Wesselt purportedly promoted investment strategies involving the purchase of variable annuities and whole life insurance policies. [read post]
2 Nov 2020, 4:37 am
In August 2016, a customer alleging the broker’s sale of variable annuity and life insurance were unsuitable sought $25,709 in damages and received a settlement of $24,257.17. [read post]
2 Nov 2020, 4:37 am
In August 2016, a customer alleging the broker’s sale of variable annuity and life insurance were unsuitable sought $25,709 in damages and received a settlement of $24,257.17. [read post]
16 Sep 2020, 7:37 am
In the first action, the SEC charged VFA for failing to disclose that its parent company, The Variable Annuity Life Insurance Company (VALIC), paid an entity owned by the Florida teachers’ unions for that entity’s exclusive endorsement of VFA as its preferred financial services partner. [read post]
9 Sep 2020, 11:41 am
Variable Annuity Life Ins. [read post]
31 Jul 2020, 12:35 pm
Variable annuities are big business and insurance companies and retirement planners sell billions of annuities each year. [read post]
31 Jul 2020, 10:00 am
The Variable Annuity Life Insurance Company (VALIC), a unit of AIG, recently agreed to pay a $20 million settlement related to an action brought by the Securities and Exchange Commission. [read post]
24 Jul 2020, 12:00 am
Have you been victimized with the sale of an improper variable annuity or variable life insurance contract? [read post]
23 Jul 2020, 5:00 pm
In a press release dated March 11, 2020, the SEC announced rules, as well as the issuance of a related form associated rule amendments designed to make disclosures for investors when sold variable annuities and variable life insurance contracts. [read post]
23 Jul 2020, 5:00 pm
In a press release dated March 11, 2020, the SEC announced rules, as well as the issuance of a related form associated rule amendments designed to make disclosures for investors when sold variable annuities and variable life insurance contracts. [read post]
8 Jul 2020, 7:20 am
January, 2007: A customer dispute alleged that a client “purchased a 1994 variable life insurance policy based on the representation that he would pay scheduled annual premiums on this policy for six years, at which time no further money would be due. [read post]
6 Jul 2020, 7:12 am
November, 2007: A regulatory disclosure initiated by the State of Washington Office of the Insurance Commissioner alleged that Dixson “sold variable annuities to Washington residents that were not approved by the WA Office of the Insurance Commissioner (OIC). [read post]
20 Apr 2020, 12:54 pm
Transamerica announced Monday the availability of the Transamerica Advisory Annuity, a low-cost, variable annuity offered and issued by Transamerica Life Insurance Company. [read post]
14 Apr 2020, 3:53 pm
Missouri: On April 13th, the Missouri Department of Commerce and Insurance (the “Department”) issued Insurance Bulletin 20-09 authorizing the issuance of a temporary resident insurance producer license for life, variable life and variable annuity, accident and health, property, casualty, personal lines and crop. [read post]
29 Jan 2020, 9:26 am
In the wake of the Dodd-Frank Act, FSOC tagged several insurance holding companies as SIFIs: American International Group Inc. [read post]
20 Jan 2020, 5:19 am
National Planning, a past affiliate of Jackson National Life Insurance Company, was traded in 2017 to LPL Financial. [read post]
3 Jan 2020, 1:54 pm
A variable annuity is a contract between an insurance company and an investor where the insurance company commits to pay the investor in the future, often at retirement. [read post]
1 Nov 2019, 2:48 pm
SEC Investigates VALIC Recently, the Securities and Exchange Commission (SEC) announced its investigation into the Variable Annuity Life Insurance Company (Valic), an American International Group, Inc. [read post]
