Search for: "U. S. Securities and Exchange Commission"
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12 Jan 2024, 7:42 am
Grayscale led the fight at the Securities and Exchange Commission (“SEC”) for approval of spot bitcoin-exchange traded funds (“ETFs”). [read post]
10 Jan 2024, 9:02 pm
Securities and Exchange Commission (SEC) approval. [read post]
3 Jan 2024, 7:54 am
Securities & Exchange Commission v. [read post]
1 Jan 2024, 9:01 pm
Securities and Exchange Commission to investigate and bring civil enforcement actions against foreign officials for seeking or accepting a bribe. [read post]
21 Dec 2023, 4:24 pm
Readers may recall that I have penned several posts on the subject whether coal is a mineral for purposes of the Securities and Exchange Commission's resource extraction disclosure rules: Is Coal A Mineral And Why Ask? [read post]
12 Dec 2023, 9:30 am
As required by law, Nvidia has submitted information to the Securities and Exchange Commission listing its subsidiary companies. [read post]
3 Dec 2023, 10:30 pm
The case, brought by the digital rights group, La Quadrature du Net, questions the compatibility of the “HADOPI” law, the French legal framework to combat the online exchange of copyrighted material without permission from right-holders, with European Union law. [read post]
1 Dec 2023, 12:15 am
This contrasts sharply with the Schedule 14C of the Securities and Exchange Commission, which requires extensive and very detailed disclosure requirements on companies with class of securities registered pursuant to Section 12 of the Exchange Act or of a class of securities issued by an investment company registered under the Investment Company Act of 1940 that has made a public offering of securities . [read post]
21 Nov 2023, 11:46 am
Securities and Exchange Commission’s recently adopted cybersecurity disclosure rules. [read post]
15 Nov 2023, 6:57 am
The Chamber has successfully mounted legal challenges to the exercise of authority by a number of administrative agencies, including the Securities and Exchange Commission and the Federal Trade Commission. [read post]
14 Nov 2023, 4:30 pm
Securities and Exchange Commission (“SEC”) has alleged that unregistered investment adviser John A. [read post]
26 Oct 2023, 9:01 pm
Securities and Exchange Commission (the “SEC”) had highlighted certain legal challenges in executing a bail-in under the U.S. securities laws. [read post]
19 Oct 2023, 9:05 pm
In fact, the Securities Exchange Commission is soliciting comments on a proposed rule that would regulate this phenomenon.[2] In various forms, gamification has spread to economic sectors as diverse as manufacturing, education, advertising, and healthcare. [read post]
10 Oct 2023, 9:01 pm
For example, how clear is the analytical framework with respect to cash-settled derivative securities that the Release imports from the 2011 security-based swaps release? [read post]
9 Oct 2023, 9:05 pm
Securities Exchange Commission (2018): Gary Retelny, CEO of ISS, “[t]he majority of ISS’s institutional shareholders – actually 87 percent of the shares that we execute votes for – vote as per their own custom policies” (p. 192); Katherine Rabin, CEO of Glass Lewis: “[a]t least 80 percent of the voting that’s getting done is getting done in some customized way that isn’t actually similar to ours” (p.… [read post]
9 Oct 2023, 1:59 pm
In addition, on August 4, 2023 the Securities and Exchange Commission (“SEC”) published its final rule on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure in the Federal Register. [read post]
9 Oct 2023, 6:32 am
Securities and Exchange Commission (the “SEC”) amended rules relating to insider trading arrangements and related disclosures. [read post]
9 Oct 2023, 6:32 am
Securities and Exchange Commission (the “SEC”) amended rules relating to insider trading arrangements and related disclosures. [read post]
28 Sep 2023, 6:31 am
Securities and Exchange Commission. [read post]
28 Sep 2023, 6:31 am
Securities and Exchange Commission. [read post]