Search for: "U.S SECURITIES AND EXCHANGE COMMISSION v. SECURE CAPITAL FUNDING CORPORATION et al"
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25 Oct 2022, 10:46 am
Securities and Exchange Commission v. [read post]
28 Jan 2023, 7:32 am
Meanwhile, the Securities and Exchange Commission unveiled a slew of guidance and rule proposals to improve disclosures and add clarity to ESG investing, including the agency’s controversial proposal for climate risk disclosure. [read post]
22 Dec 2008, 10:30 pm
Federal Energy Regulatory Commission, et al. [read post]
18 Jun 2009, 5:19 pm
Kent School District, et al.; Kent School District, et al. v. [read post]
13 Feb 2024, 9:05 pm
The U.S. [read post]
18 Jul 2009, 7:31 am
Without question, the first six months of 2009 have been a period of sharply increased enforcement activity at the Securities and Exchange Commission. [read post]
2 Nov 2010, 5:46 pm
Lead plaintiffs Helen Pitts and Kenneth Roman asked the U.S. [read post]
22 Jun 2010, 12:41 pm
United States (09-980); Tobacco-Free Kids Action Fund v. [read post]
18 Jul 2022, 2:46 pm
The ClientEarth action is an innovative use of litigation to encourage better corporate governance by holding a company’s directors personally liable for failing to properly prepare for the net zero transition. [read post]
29 Jul 2017, 5:32 pm
SHARON EUL et al., on behalf of themselves and a class, Plaintiffs,v.TRANSWORLD SYSTEMS et al., Defendants.No. 15 C 7755.United States District Court, N.D. [read post]
24 Oct 2018, 4:33 pm
By way of background, on September 20th, 2017, Securities and Exchange Commission (SEC) Chairman Jay Clayton announced a data breach into the SEC’s Electronic Data Gathering and Retrieval (EDGAR) system, a vast database that contains information about company earnings, share dealings by top executives and corporate activity such as mergers and acquisitions. [read post]
15 Aug 2010, 6:52 am
The lawsuit, captioned Gregorio de la Rosa, Sr., et al., v. [read post]
3 Oct 2023, 9:01 pm
Ulrich Kranz et al. [read post]
25 May 2022, 9:01 pm
In this article, we begin with the Securities and Exchange Commission (“SEC”) regulations that mandate risk disclosures, and the federal statutes that create civil liability for misleading statements. [read post]
9 May 2023, 9:01 pm
A low-cost alternative, if it materializes, may tempt smaller activists—perhaps including better-funded versions of the “issues” activists now plastering corporate boardrooms with various 14a-8 stockholder proposals—to nominate one or two directors to press their concerns in the boardroom.[1] However, Rule 14a-19 does not address the longstanding question of just what information the nominating stockholder should disclose to voting stockholders. [read post]
19 May 2016, 2:33 pm
”[v] The race to start companies created the need to capitalize and fund them, and raising money from stockholders has required companies to make disclosures regarding their potential success. [read post]
11 Sep 2007, 2:49 am
With U.S. [read post]
12 Apr 2010, 10:44 am
Click Here American Trucking Association et al. v. [read post]
