Search for: "U.S. Security Associates"
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3 Jun 2020, 6:17 am
The key effect of S. 945 is that it prohibits certain companies from listing and trading their securities on any U.S. securities exchanges or through any other method regulated by the U.S. [read post]
8 Dec 2023, 6:31 am
I am pleased to speak before the American Bar Association for the Federal Regulation of Securities Winter Meeting. [read post]
8 Dec 2023, 6:31 am
I am pleased to speak before the American Bar Association for the Federal Regulation of Securities Winter Meeting. [read post]
12 Nov 2020, 4:36 pm
“Other security measures like pre-election testing, state certification of voting equipment, and the U.S. [read post]
10 Feb 2016, 11:25 am
The Securities and Exchange Commission today voted to adopt rules that require a non-U.S. company that uses personnel located in a U.S. branch or office to arrange, negotiate, or execute a security-based swap transaction in connection with its dealing activity to include that transaction in determining whether it is required to register as a security-based swap dealer. [read post]
4 Dec 2008, 10:07 pm
Cuba policy and consider new approaches that would benefit U.S. national security and economic interests and the Cuban people. [read post]
18 Dec 2007, 9:05 pm
Senate Committee on Homeland Security and Governmental Affairs, the American Library Association... [read post]
10 Sep 2013, 1:45 am
As the case discussed above shows, though new filings associated with the Chinese reverse merger companies have died down, Chinese companies continue to attract the attention of the U.S. plaintiffs’ securities bar. [read post]
31 Aug 2018, 7:34 am
CTIA, the U.S. wireless industry’s trade association, recently announced the creation of a cybersecurity certification program for Internet of Things (IoT) devices that connect to the internet via LTE or Wi-Fi. [read post]
16 Mar 2014, 1:18 pm
The ABA Securities Association urged the CFTC not to adopt the U.S. personnel test for non-U.S. swap dealers contemplated by the Commission staff’s cross-border derivatives guidance and to re-consider the U.S. personnel test applicable to foreign Branches under the guidance. [read post]
13 Feb 2014, 1:45 pm
In addition, it has been suggested that the principals or employees of regional centers must be registered as licensed “associated persons” of a securities broker-dealer under U.S. securities laws. [read post]
28 Sep 2010, 5:11 am
We usually think about jurisdictional choice for corporate law as applying to state business association laws, not the federal securities laws. [read post]
16 Apr 2019, 6:40 pm
Prior to that she was an associate fellow in the Energy and National Security Program at the Center for Strategic and International Studies, where she focused on climate policy. [read post]
21 Jun 2012, 10:05 pm
The Orient Paper case is not the first of this group of securities suits filed against U.S. [read post]
21 Mar 2018, 6:42 am
The committee will hear testimony from the following witnesses: Kirstjen Nielsen, secretary of homeland security (Prepared Testimony) Jeh Johnson, former secretary of homeland security (Prepared Testimony) Jeanette Manfra, assistant secretary of homeland security for the office of cyber security and communications (Prepared Testimony) Jim Condos, secretary of state for Vermont (Prepared Testimony) Eric Rosenbach, co-director of the Belfer Center for… [read post]
27 Feb 2013, 1:14 pm
From Gary Mead's official bio: Gary Mead is the Executive Associate Director for Enforcement and Removal Operations, U.S. [read post]
24 Jul 2018, 5:21 am
-China trade war, and an alleged threat to U.S. national security. [read post]
6 Dec 2022, 6:31 am
A new paper provides this framework, by showing why fungible cryptoassets are not themselves securities under existing U.S. federal securities laws. [read post]
6 Dec 2022, 6:31 am
A new paper provides this framework, by showing why fungible cryptoassets are not themselves securities under existing U.S. federal securities laws. [read post]
7 May 2023, 7:01 am
The order punctuated the government’s efforts to address national security concerns associated with licenses for the landing and operation of undersea cables on U.S. soil. [read post]
