Search for: "US Securities and Exchange Commission"
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20 Jun 2024, 9:01 pm
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. [read post]
20 Jun 2024, 12:05 pm
Contact us today for a free consultation. [read post]
20 Jun 2024, 6:36 am
Securities and Exchange Commission (SEC) or the relevant regulatory authority in its jurisdiction. [read post]
20 Jun 2024, 3:30 am
Because client data was stored on RRD’s network, its information security personnel and the third-party service provider RRD hired were responsible for monitoring the network’s security. [read post]
19 Jun 2024, 9:05 pm
Securities and Exchange Commission (SEC), the U.S. [read post]
19 Jun 2024, 6:04 am
The Securities and Exchange Commission has charged R.R. [read post]
18 Jun 2024, 3:36 pm
” Bragg takes office in 2022, secures indictment against Trump in March 2023. [read post]
17 Jun 2024, 3:16 pm
” Kohn, Kohn & Colapinto also represented a whistleblower in the first Securities and Exchange Commission (SEC) enforcement action sanctioning a company for impeding whistleblowing. [read post]
17 Jun 2024, 8:09 am
Universal Proxy Cards On November 17, 2021, the Securities and Exchange Commission (SEC) adopted rules that require the use of a single “universal” proxy card (UPC) in connection with most contested elections of directors. [read post]
17 Jun 2024, 8:09 am
Universal Proxy Cards On November 17, 2021, the Securities and Exchange Commission (SEC) adopted rules that require the use of a single “universal” proxy card (UPC) in connection with most contested elections of directors. [read post]
17 Jun 2024, 7:49 am
United States, involving (among other things) whether the use of deception to bring about a commercial exchange can constitute mail or wire fraud, even if the scheme was not intended to inflict economic harm on the alleged victim. [read post]
17 Jun 2024, 5:00 am
Contact us today online or by telephone at 519-821-5465 to schedule a confidential consultation with a member of our team. [read post]
17 Jun 2024, 5:00 am
Contact us today online or by telephone at 519-821-5465 to schedule a confidential consultation with a member of our team. [read post]
17 Jun 2024, 4:32 am
In this context, perhaps, it is more useful to think about a contest among three contenders for the role of supreme normative hub within global political collectives. [read post]
17 Jun 2024, 2:30 am
A growing number of companies are disclosing AI capabilities, opportunities and risks in filings with the Securities and Exchange Commission (SEC). [read post]
15 Jun 2024, 6:30 am
Key Points: The 2024 proxy season saw an increase in the number of no-action requests lodged with the Securities and Exchange Commission (the “SEC”) for the exclusion of shareholder proposals compared to the 2023 proxy season, as well as an uptick in the willingness by the SEC staff to grant no-action requests for exclusion, particularly where companies argue that a shareholder proposal relates to ordinary business matters, would result in micromanagement, or… [read post]
15 Jun 2024, 6:30 am
Key Points: The 2024 proxy season saw an increase in the number of no-action requests lodged with the Securities and Exchange Commission (the “SEC”) for the exclusion of shareholder proposals compared to the 2023 proxy season, as well as an uptick in the willingness by the SEC staff to grant no-action requests for exclusion, particularly where companies argue that a shareholder proposal relates to ordinary business matters, would result in micromanagement, or… [read post]
13 Jun 2024, 9:01 pm
Thank you for inviting me to testify today on the Securities and Exchange Commission’s Fiscal Year (FY) 2025 budget request. [read post]
13 Jun 2024, 12:55 pm
The district court held that the allegations were inadequate under the heightened pleading standards of the Private Securities Litigation Reform Act, which Congress adopted to curb perceived abuses of securities litigation. [read post]
13 Jun 2024, 7:17 am
The Securities and Exchange Commission today charged Joshua Goltry and his investment management firm, JAG Capital Advisors LLC (JAG Advisors), in connection with a three-year scheme to defraud investors of at least $3 million. [read post]
