Search for: "US Securities and Exchange Commission v. Brown" Results 21 - 40 of 163
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8 Nov 2022, 11:43 am by Brian Turetsky
The Court also heard arguments in a similar case, Securities and Exchange Commission v. [read post]
5 Jun 2017, 7:22 am by Sarah Tate Chambers
to use and access the account, not the Airport or the Commission. [read post]
15 Apr 2016, 9:25 am by David Cosgrove
’”[viii] There are others who have expressed concerns regarding the DOL rule, including the Securities and Exchange Commission, the insurance and securities industries, as well as politicians, which shall be discussed in future postings.Still, many in the government feel the rule is a victory. [read post]
3 Apr 2024, 9:01 pm by renholding
As is customary, my remarks this morning are in my official capacity as Director of the Securities and Exchange Commission’s Division of Enforcement, and do not necessarily reflect the views of the Commission, the Commissioners, or other members of the staff. [read post]
17 Apr 2016, 9:05 pm by Walter Olson
Newman” [Richard Epstein, Yale Law Journal on Second Circuit’s decision via Stoll] DoJ cracks down on big-investor activism — at least when of a sort antitrust enforcers don’t like [Matt Levine] Tags: antitrust, Department of Justice, Elizabeth Warren, guns, NYC, Operation Choke Point, Securities and Exchange Commission Banking and finance roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
11 Apr 2013, 10:12 am by James Hamilton
The oral argument, before Circuit Judges Tatel and Brown and Senior Circuit Judge Sentelle, occurred against the backdrop of an earlier DC Circuit opinion, Business Roundtable v. [read post]
9 Oct 2023, 6:32 am
Securities and Exchange Commission (the “SEC”) amended rules relating to insider trading arrangements and related disclosures. [read post]
9 Oct 2023, 6:32 am
Securities and Exchange Commission (the “SEC”) amended rules relating to insider trading arrangements and related disclosures. [read post]
13 Jan 2012, 1:00 am by Anita Davies
In R v Brown (Anthony) [1994] 1 AC 212 sadomasochists were held to have been rightly convicted of causing injury to others who willingly consented to the injuries that they received. [read post]
12 Dec 2008, 10:55 pm
§ § 78j(b) and 78t(a), and Rule 10b-5 promulgated thereunder by the Securities and Exchange Commission, 17 C.F.R. [read post]
22 Nov 2023, 10:58 am by Amy Howe
On Nov. 29, the justices will hear oral argument in Securities and Exchange Commission v. [read post]
19 Jul 2023, 9:05 pm by renholding
The Securities and Exchange Commission regulations on climate disclosure, first proposed in March 2022 and likely to be issued in final form in October 2023,[1] have drawn considerable controversy and face an uncertain fate in the inevitable litigation.[2] Much less attention has gone to two bills that are moving toward adoption in California. [read post]
8 May 2012, 6:42 am by Andrew Crank, Olswang LLP
Securities and Exchange Commission to appoint a receiver (the “US Receiver”) over the assets of SIB, Allen Stanford and other individuals who were allegedly running the scheme. [read post]