Search for: "US Securities and Exchange Commission v. Smith" Results 21 - 40 of 175
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26 Jan 2023, 7:45 pm by Jim Sedor
Supreme Court said it cannot identify the person who in the spring leaked a draft of the opinion that overturned Roe v. [read post]
19 Dec 2022, 2:31 am by INFORRM
The draft adequacy decision found that the US provides an adequate level of protection for personal data exchanged in transatlantic data transfers. [read post]
14 Nov 2022, 2:12 am by INFORRM
A US Federal Trade Commission spokesperson said the agency is monitoring the situation and that its prior consent order with the platform “gives us new tools to ensure (regulatory) compliance, and we are prepared to use them. [read post]
8 Sep 2022, 9:01 pm by Gary Gensler
The following year, they passed the Securities Exchange Act of 1934. [read post]
4 Sep 2022, 4:15 pm by INFORRM
Internet and Social Media The Centre for Internet and Society blog has published an analysis of Peiter “Mudge” Zatko’s whistleblower complaint with the US Securities and Exchange Commission, filed in July 2022, which accuses the platform of serious security failings. [read post]
1 Aug 2022, 12:11 pm by INFORRM
On 26 July 2022, there were hearings in Dyson v MGN Limited before Nicklin J and Smith -v- Baker and another before Griffiths J. [read post]
19 Jul 2022, 6:33 am by John Jascob
” The court stated that based on the text of Section 1514A(a)(1), “any rule or regulation of the Securities and Exchange Commission” does not include federal statutes, such as the FCPA.The court cited the Ninth Circuit’s ruling in Wadler v. [read post]
8 Jun 2022, 9:01 pm by Gary Gensler
Moreover, this rule hasn’t been substantively updated since 2000.[11] Thus, I’ve asked staff to make recommendations for the Commission’s consideration around how we might update Rule 605 so that investors receive more useful disclosure about order execution quality. [read post]
5 Jun 2022, 4:26 pm by INFORRM
Data Privacy and Data Protection The Panopticon Blog has an article on Saini J’s latest ruling on claims arising out of external cyber-attacks in Graeme Smith & others v TalkTalk Telecom Group [2022] EWHC 1311 (QB). [read post]
5 May 2022, 9:08 pm by Jillian Moss
Securities and Exchange Commission’s (SEC) traditional test for determining whether a transaction qualifies as a security—the Howey test—is problematic for cryptocurrencies. [read post]
21 Jan 2022, 3:00 am by Jim Sedor
On the anniversary of that attack, the Department of Homeland Security warned that calls for violent action against lawmakers were picking up steam online. [read post]
29 Dec 2021, 12:00 pm by Kevin LaCroix
In the US, for example, the Securities and Exchange Commission has flagged it is likely to introduce new rules on climate-risk disclosures for companies in the second half of 2021. [read post]
1 Dec 2021, 11:39 am by Emily Dai
Email the Roundup Team noteworthy law and security-related articles to include, and follow us on Twitter and Facebook for additional commentary on these issues. [read post]
19 Oct 2021, 6:54 am by John Jascob
" This requirement was given a broad reading by the Court in 2006 in Merrill Lynch, Pierce, Fenner & Smith Inc. v. [read post]
15 Oct 2021, 7:38 am
  The Congressional-Executive Commission on China (CECC) has recently announced hearings designed to push forward legislative agendas in the US Congress to produce measures targeting Chinese central authority policies in Hong Kong and Xinjiang. [read post]