Search for: "US Trade and Exchange, LLC"
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9 Mar 2010, 3:20 pm
For further information, please contact us. [read post]
5 May 2023, 12:33 pm
Leveraged ETFs, or exchange-traded funds, are investment products designed to amplify the returns of an underlying index by using financial derivatives such as swaps, futures, and options. [read post]
22 May 2024, 8:30 am
Without admitting or denying the SEC’s findings, ICE and its subsidiaries, consisting of Archipelago Trading Services, Inc.; New York Stock Exchange LLC; NYSE American LLC; NYSE Arca, Inc.; ICE Clear Credit LLC; ICE Clear Europe Ltd.; NYSE Chicago, Inc.; NYSE National, Inc.; and the Securities Industry Automation Corporation agreed to a cease-and-desist order in addition to ICE’s monetary penalty. [read post]
5 Feb 2019, 11:53 am
In a 1031 tax-deferred exchange, a taxpayer sells investment property or property held for use in a trade or business, and a Qualified Intermediary holds sales proceeds to avoid constructive or actual receipt by the seller. [read post]
6 Aug 2007, 6:09 am
" There are plenty of businesses using the term "exchange" that have nothing to do with trading stocks or commodities. [read post]
19 May 2005, 3:09 pm
Galleon Management LP, Oaktree Capital Management LLC and DB Investment Managers Inc. were alleged by the US Securities and Exchange Commission [official website] to have violated Rule 105 [text], an anti-manipulation rule that the SEC [read post]
8 Sep 2022, 6:39 am
Contact us to find out. [read post]
10 Dec 2021, 3:42 pm
Unsolicited Trades appeared first on Zamansky LLC. [read post]
30 Oct 2012, 7:57 am
The SEC found that LeveL ATS violated Regulation ATS under the Securities Exchange Act of 1934 by failing to protect the confidential trading information of its subscribers and failing to disclose to all subscribers that it allowed an outside firm to use its confidential trading information. [read post]
26 Mar 2012, 2:00 am
High-speed firms use direct feeds from exchanges that can give them a leg up on slower traders, critics say. [read post]
26 Apr 2023, 11:17 am
On April 12, 2023, Tradeweb’s Swap Execution Facility, TW SEF LLC, filed a self-certification[1] for certain overnight index swaps (OIS)[2] referencing USD Secured Overnight Financing Rate (“SOFR”) or GBP Sterling Overnight Index Average (“SONIA”) to be “made available to trade” (“MAT”) on exchange. [read post]
11 Feb 2010, 11:55 am
For further information, please contact us. [read post]
12 Jan 2024, 8:56 am
SEC Chair Gary Gensler said” Morgan Stanley and Passi abused that trust by leaking that same information and using it to position themselves ahead of those trades. [read post]
14 Nov 2020, 7:28 am
But the tools we use must be fit for the task. [read post]
17 Feb 2010, 11:57 am
For further information, please contact us. [read post]
18 Jan 2021, 10:00 pm
The US Commodity Futures Trading Commission has initiated a review of three RSBIX NFL binary options sports event contracts proposed to be listed by Eris Exchange, LLC and opened a 30-day public comment period that ends on January 28, 2021. [read post]
18 Jan 2021, 10:00 pm
The US Commodity Futures Trading Commission has initiated a review of three RSBIX NFL binary options sports event contracts proposed to be listed by Eris Exchange, LLC and opened a 30-day public comment period that ends on January 28, 2021. [read post]
18 Jan 2021, 10:00 pm
The US Commodity Futures Trading Commission has initiated a review of three RSBIX NFL binary options sports event contracts proposed to be listed by Eris Exchange, LLC and opened a 30-day public comment period that ends on January 28, 2021. [read post]
18 Jan 2021, 10:00 pm
The US Commodity Futures Trading Commission has initiated a review of three RSBIX NFL binary options sports event contracts proposed to be listed by Eris Exchange, LLC and opened a 30-day public comment period that ends on January 28, 2021. [read post]
18 Jan 2021, 10:00 pm
The US Commodity Futures Trading Commission has initiated a review of three RSBIX NFL binary options sports event contracts proposed to be listed by Eris Exchange, LLC and opened a 30-day public comment period that ends on January 28, 2021. [read post]
