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18 Dec 2017, 3:43 am by Peter Mahler
That of the petitioning minority owner — who relied on the expert report of Chris Mercer, the same expert used by the petitioner in Chiu — excluded a DLOM. [read post]
15 Dec 2017, 6:13 am
Wang (Harvard Business School), on Wednesday, December 13, 2017 Tags: Airgas v. [read post]
7 Dec 2017, 3:19 pm by Arthur F. Coon
AB 73 (Chiu), amends and adds various provisions to the Government Code and CEQA, relating to land use, to authorize cities and counties to establish, by ordinance effective up to 10 years, “housing sustainability districts” meeting specified requirements, including authorizing the ministerial approval of permits (i.e., exempt from CEQA review) for qualified residential uses and housing projects. [read post]
9 Jun 2017, 6:06 am
Brownback, Fried, Frank, Harris, Shriver & Jacobson LLP, on Wednesday, June 7, 2017 Tags: Bank Holding Company Act, Banks, Broker-dealers, Dodd-Frank Act, Donald Trump, FDIA, Financial institutions, Financial regulation, Glass-Steagall, GLBA, Investment banking, Mortgage lending, US Senate Supreme Court Applies Five-Year Statute of Limitations to SEC Disgorgement Claims Posted by Lewis J. [read post]
28 Apr 2017, 6:02 am
Jackson, Harvard Law School, on Saturday, April 22, 2017 Tags: Accountability, Bank boards, Banks, Boards of Directors, CFPB, Compliance & ethics, Consumer protection, Financial institutions, Financial regulation, Incentives, Misconduct, Oversight, Proxy advisors, Risk oversight, Shareholder voting, Wells Fargo Assessing Financial Advisor Compensation Disclosure Following Vento v. [read post]
9 Oct 2016, 4:07 pm by INFORRM
Mahmood’s custody picture was released and widely used in the media. [read post]
2 Aug 2016, 4:57 am by Broc Romanek
Scrolling feels natural on a smart phone; not so much for a laptop… Conflict Minerals: IPSA Uncertainty Likely to Carry Over to ’17 Here’s the intro from this note from Elm Sustainability Partners: With the Securities and Exchange Commission’s decision earlier this year to forego an appeal to the US Supreme Court of NAM v. [read post]
31 Aug 2015, 3:26 am by Peter Mahler
The Anti-Chiu: Florida Court Upholds LLC Member’s Expulsion Froonjian v Ultimate Combatant, LLC, No. 4D14-662 [Fla. [read post]
23 Feb 2015, 3:19 am by Peter Mahler
Although Man Choi Chiu contends that the LLC’s records were incorrect, he cannot subsequently take a position contrary to that taken in the income tax returns which he admitted that he signed (see Mahoney-Buntzman v Buntzman, 12 NY3d 415, 422; Livathinos v Vaughan, 121 AD3d 485; Winship v Winship, 115 AD3d 1328; Czernicki v Lawniczak, 74 AD3d 1121, 1125; Peterson v Neville, 58 AD3d 489). [read post]
8 Dec 2014, 3:26 am by Broc Romanek
Not soon after I blogged about a few members of the US Supreme Court questioning the deference given to the SEC in the enforcement context, a federal court rules against a Corp Fin no-action response in the shareholder proposal context in Trinity Wall Street v Wal-Mart Stores. [read post]