Search for: "VIRGINIA STATE CORPORATION COMMISSION"
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6 Dec 2014, 7:49 am
[This story previously appeared in Securities Regulation Daily.]By Jay Fishman, J.D.The Virginia Division of Securities and Retail Franchising within the State Corporation Commission added prefatory language to a broker-dealer/agent unethical practice rule provision to avoid having the provision become federally preempted by the National Securities Markets Improvement Act of 1996 (NSMIA).Compensation disclosure provision. [read post]
18 May 2020, 8:52 am
We previously blogged about Virginia’s enactment last month of a law requiring student loan servicers to be licensed by the Virginia State Corporation Commission (“Commission”). [read post]
3 Jan 2014, 10:00 am
Congratulations to Gail Warren, State Law Librarian, Virginia Supreme Court, for being named to the commission. [read post]
26 Apr 2022, 6:23 am
At that time, Article VI, Section 10 stated that "[p]roceedings before the Commission shall be confidential. [read post]
2 Oct 2009, 2:30 am
The Virginia State Corporation Commission Bureau of Insurance (the “Bureau”) recently issued a bulletin to provide guidance on the development and implementation of privacy safeguards to all insurers, health service plans, health maintenance organizations, surplus lines brokers and other interested parties. [read post]
26 Jun 2023, 6:29 am
Further, the registered agent is the point of contact for the State Corporation Commission and will receive your annual renewal notices. [read post]
18 Mar 2010, 9:32 pm
I just read a decision from the Fairfax County Circuit Court (Virginia) which is good reading for all corporate officers and directors who start a competing business while working for another employer . [read post]
31 Dec 1969, 4:00 pm
Virginia's State Corporation Commission exercised sound judgement today, to deliver on its mission to ensure the lowest possible rates for everyday Virginians: under Dominion's just-approved energy efficiency proposal, many new [read post]
16 Jan 2012, 10:10 am
Whereas most changes to mandatory judicial retirement ages have been approved, or at least sent to the voters, within 1 or 2 legislative years, Virginia is now entering Year 6 in its efforts to amend Virginia Code 51.1-305(B1) which not only sets 70 as the mandatory age for judges, but for members of the state Corporation Commission who are also members of the Judicial Retirement System. [read post]
3 Feb 2011, 9:26 am
For purposes of this section, a qualified corporation is a corporation that engages in commercial human spaceflights or commercial spaceflight training. [read post]
16 Jul 2021, 6:25 am
You can do so online using the State Corporation Commission’s Clerk’s Information System (CIS). [read post]
16 Jul 2021, 6:25 am
You can do so online using the State Corporation Commission’s Clerk’s Information System (CIS). [read post]
23 Sep 2011, 5:13 pm
Bank of the Commonwealth, Norfolk, Virginia, was closed today by the Virginia State Corporation Commission. [read post]
10 Jun 2014, 5:30 am
An employer is required by state law to insure in Virginia when they regularly employ more than two part-time (or full-time) employees. [read post]
7 Jul 2008, 6:30 pm
" Virginia State Corporation Commission (SCC). [read post]
19 Feb 2023, 9:05 pm
Independent regulatory agencies such as the Securities and Exchange Commission and Federal Communications Commission are not required to do cost-benefit analysis under Executive Order 12,866. [read post]
19 Feb 2019, 1:09 pm
Virginia Regulator Fines UBS Financial After Its Broker Makes Unsuitable Recommendations To settle charges brought by Virginia’s State Corporate Commission accusing a UBS (UBS) broker of making unsuitable recommendations involving gold and precious metals securities to 18 clients, UBS Financial Services will pay $319K—$289K to the clients and $30K to the state. [read post]
30 Aug 2019, 5:57 am
State and municipality adoption of anti-LGBTQ+ laws and policies. [read post]
25 Apr 2022, 7:36 am
Approved by the Governor on April 11, 2022 , HB 1027 requires a “sales-based financing provider” and a “sales-based financing broker,” by November 1, 2022, to be registered with the Virginia State Corporate Commission and, unless organized under Virginia law or otherwise not required to be qualified to do business in Virginia as a foreign entity, to be qualified to do business in Virginia. [read post]
24 Apr 2020, 9:07 am
Given the range of prohibited practices and affirmative requirements set forth in the law, as well as the authority of the State Corporation Commission (SCC) to adopt regulations, the potential scope of activities that could give rise to liability is apparently quite large. [read post]
