Search for: "WALL STREET GLOBAL, LLC"
Results 21 - 40
of 269
Sorted by Relevance
|
Sort by Date
12 Jun 2020, 6:15 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5278/securities-industry-commentator/Pandemic Travel Patterns Hint at Our Urban Future / A snapshot of global transportation data during six months of coronavirus reveals diverging paths for cities. [read post]
21 Jun 2011, 10:07 am
by Joanne Irene Gabrynowicz with the blog faculty Source: Wall Street Journal By Roger Cheng LightSquared, a start-up attempting to build an alternative high-speed wireless network, proposed a plan on Monday that it believes will allow it to operate without crippling Global Positioning System, or GPS, signals and equipment. [read post]
2 Sep 2009, 2:41 pm
But the more creative Wall Street get, the more difficult it is for even institutional investors to know what they are buying. [read post]
6 Oct 2017, 10:13 am
Regular readers of this blog know that on Wall Street, greed is considered good. [read post]
8 Jul 2010, 12:04 am
Earlier today, General Motors announced that it has reached an agreement to sell GM Global Steering Holdings, LLC to Pacific Century Motors. [read post]
26 Mar 2019, 1:20 pm
Who can investors trust when Wall Street fosters such clearly unethical behavior? [read post]
2 Jan 2016, 7:58 am
The fund’s withdrawal woes began to be reported in July 2015 by the Wall Street Journal reporting that the consultant, Cliffwater LLC recommended that its clients with about $800 million invested in Claren Road comprising at that time 14% of Claren Road’s total assets under management bale on the fund. [read post]
10 Mar 2022, 1:02 am
According to the Wall Street Journal, FINRA’s Vice President for Corporate Financing has said these products are an “ongoing concern” for the regulator and that “firms must ensure they are suitable for an investor’s risk profile and investment strategy. [read post]
26 Mar 2012, 2:00 am
The Wall Street Journal reports, The SEC is examining, among other things, whether high-frequency firms benefit from delays in the dissemination of prices from various corners of the markets, according to a person familiar with the matter. [read post]
14 Aug 2009, 8:34 am
The Bankruptcy Estate of Terra Securities ASA and seven Norwegian municipalities have filed a securities fraud action against Citigroup Global Markets, Inc. and related entities, as reported in the Wall Street Journal and news wires. [read post]
22 Aug 2019, 11:39 am
In short, we all need to read this.Also from today's Wall Street Journal, a couple Letters to the Editor of note:“The Flip Side of Making Partner” (Exchange, Aug. 10) describes the loss of loyalty, the globalization of many firms and the sales-oriented nature of promotions and pay. [read post]
10 Mar 2020, 12:27 pm
“It was Wall Street’s worst day in more than a decade: Stocks plunged on Monday as a panic that began in the oil market made its way through the global financial system, adding to concerns from already rattled investors about the state of the global economy,” according to Monday’s New York Times, which posted the story after the stock market closed at 4:00. [read post]
31 Dec 2018, 1:04 pm
(BAC), and other Wall Street banks unable to get rid of at least $1.6B of “unwanted leveraged buyout debt” as investors continue to run from high-risk assets in the wake of fears about the global economy. [read post]
4 Apr 2018, 6:00 am
This disclosure was part of the Dodd-Frank Wall Street Reform and Consumer Protection Act signed into law in 2010. [read post]
27 Nov 2017, 11:12 am
According to The Wall Street Journal, investors pulled money out of junk-bond funds at a near record pace over the past week. [read post]
12 Oct 2009, 12:38 pm
Citigroup appears to following the playbook of other Wall Street firms, arguing that KV was a "sophisticated investor" that knew the risks of ARS, that KV failed to identify any material misrepresentations by Citigroup, failed to allege it relied on any Citigroup statements in deciding to invest, failed to establish any actual loss, and failed to file suit before the statute of limitations ran out. [read post]
16 Jan 2015, 6:16 am
The merry go-round of Wall Street fraud continues. [read post]
27 Jul 2015, 7:26 am
Two investment firms, Apollo Global Management LLC and Oaktree Capital Management LP are preparing backup plans in case this happens. [read post]
11 Dec 2006, 5:21 am
"I assumed that the folks on Wall Street had more than done their due diligence on this project,'' he said.Xethanol’s shares have fallen from a high of $16.18 in April to a closing price of $2.39 on Friday. [read post]
30 Nov 2011, 11:03 am
According to Bloomberg.com, former US Treasury Secretary Henry Paulson told a number of Wall Street executives in advance that the government was planning on Taking Control of Freddie Mac and Fannie Mae. [read post]
