Search for: "WALTER PARKER" Results 21 - 40 of 91
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4 Dec 2018, 11:33 am by Adam Faderewski
Parker, 75, of McKinney, died October 20, 2018. [read post]
18 Nov 2018, 6:24 am by Staff Attorney
Former Titan Securities advisor Walter Parker (Parker) has been subject to at least eight customer complaints. [read post]
13 Aug 2018, 1:14 pm by Silver Law Group
Broker Walter Parker (CRD #2131232) is a former registered broker and investment advisor last employed with Titan Securities, Inc. [read post]
6 Aug 2018, 6:30 am by Blum Law Group
(FINRA Case #2016050492101) Walter Warren Parker (CRD #2131232, Wylie, Texas)  – An AWC (Accept, Waiver & Consent) was issued in which Parker was fined $7,500 and suspended from association with any FINRA member in all capacities for one month. [read post]
11 Apr 2018, 9:00 pm by Dan Flynn
” She also wants to know whether the opinion of the three-judge appeals panel conflicts with Parker v. [read post]
13 Feb 2017, 8:52 am
Contents include: Harry Badera, Tribute to Walt Parker Mead Treadwell, Support and Opposition: An Informal History of the Law of the Sea Convention in the United States and Alaska, Including a Tribute to Walter B. [read post]
13 Dec 2016, 6:30 am by Dan Ernst
Marshall and the Atomic BombMay 1: Alice Kaplan (Yale University) on Looking for a Stranger: Albert Camus and the Life of a Literary ClassicMay 8: Gregg Brazinsky (George Washington University) on Winning the Third World: Sino-American Competition during the Cold WarMay 15: Jason Parker (Texas A&M) on Hearts, Minds, Voice: U.S. [read post]
30 Sep 2016, 1:19 pm by Mark Astarita
Lipson worked as a senior litigation associate at Parker, Hudson, Rainer & Dobbs LLP in Atlanta, Georgia. [read post]
25 May 2016, 2:20 am by Amy Howe
At Cato at Liberty, Walter Olson looks back at the Court’s recent decision in CRST Van Expedited v. [read post]
4 May 2016, 6:51 am by Steve Parker
Parker MacIntyre provides legal and compliance services to investment advisers, broker dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
24 Apr 2016, 7:00 am by Dennis Crouch
Guest Post by Bruce Wexler and Edwin Mok From a review of the opinions expressed in the majority decision and rehearing denial in Ariosa Diagnostics, Inc. v. [read post]
15 Mar 2016, 5:09 pm by Kevin LaCroix
Parker and joined by Judges Lohier and Carney, the Second Circuit affirmed the District Court’s ruling below, and expressly stated that it wrote principally to examine the impact of Omnicare, which had been decided by the Supreme Court during the pendency of the appeal. [read post]
14 Mar 2016, 9:39 am by Dave Maass
Scroll through #FOIAFriday tweets, and you’ll find that Walter’s story is far from uncommon. [read post]
6 Jan 2016, 3:48 am by Patricia Klusmeyer
Fenway Partners and Fenway Consulting Partners were both owned and managed in large part by respondents Peter Lamm, William Smart, Timothy Mayhew, and Walter Wiacek. [read post]
17 Mar 2015, 6:30 am by Dan Ernst
Axtell reviews Walter Johnson’s River of Dark Dreams: Slavery and Empire in the Cotton Kingdom. [read post]