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2 Jan 2024, 12:56 pm by Kevin LaCroix
Fears arose at the time that the bank failures could trigger a contagion event across the banking industry. [read post]
22 Dec 2023, 6:00 am by Michelle
When Apple Inc. was preparing to introduce its Apple Pay feature on the iPhone in 2014, Visa Inc. and Mastercard Inc. worried it would drive down the “lucrative” fees they charge merchants who use their point-of-sale transaction payment networks, but instead of competing, Apple and the credit card companies reached a mutually beneficial anti-competitive agreement, according to the complaint filed by Mirage Wine & Spirits Inc. . . . [read post]
29 Nov 2023, 9:01 pm by renholding
The actions highlighted by the SEC in its press release provide valuable insights into evolving trends and a roadmap for industry players as to ongoing initiatives. [read post]
26 Nov 2023, 9:01 pm by News Desk
The FDA inspected your manufacturing facility, located at 10849 Midwest Industrial Blvd. [read post]
27 Oct 2023, 6:00 am by Michelle
The proposed changes to Regulation II under the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act would also change the amounts that bank card issuers subject to the rule can charge to cover fraud costs and to counter fraud losses. [read post]
24 Oct 2023, 9:01 pm by renholding
When we recommend a new enforcement action, we put a lot of thought into making sure that our charging documents, whether settled or litigated, clearly telegraph the basis of the misconduct to industry participants. [read post]
9 Oct 2023, 2:34 pm by Kevin LaCroix
  Dividend recaps are also distinctive for their close association with the private equity industry. [read post]
5 Oct 2023, 8:20 am by Chris Castle
  Were these personnel changes disclosed to the Committee on Foreign Investment in the United States prior to the report in the Wall Street Journal? [read post]
21 Sep 2023, 7:57 am by Ronald V. Miller, Jr.
They are expected to meet the professional standards of their industry. [read post]
21 Sep 2023, 7:57 am by Ronald V. Miller, Jr.
They are expected to meet the professional standards of their industry. [read post]
15 Sep 2023, 6:38 am by Zak Gowen
Industry Developments SPOTLIGHT: Mastercard CEO Counters WSJ Fee Increase StoryPayments Dive – September 6, 2023 Mastercard Chief Executive Michael Miebach on Tuesday rebutted a Wall Street Journal story last week that reported the card company and its larger rival Visa would increase credit card interchange and network fees for merchants starting later this year. [read post]
25 Aug 2023, 7:02 am by Zak Gowen
It’s a Sneak Attack on Apple and Google.The Wall Street Journal – August 11, 2023 (subscription required) Amazon has a new way to try to make itself a central part of your life: your hand. [read post]
9 Aug 2023, 11:25 am by GraceLegere
This violation is a common occurrence in the securities industry, for example in September 2022, the SEC charged 16 Wall Street firms with recordkeeping failures that ran each organization from $50-125 million each, totaling fines of $1.1 billion. [read post]
8 Aug 2023, 9:31 am by jeffreynewmanadmin
However, we know that other SEC-regulated entities have committed similar violations, and so our work to enforce industry-wide compliance continues. [read post]
7 Aug 2023, 4:51 am
Financial Industry Regulatory Authority, Inc., Defendant (Complaint, United States District Court for the... [read post]
4 Aug 2023, 7:45 am by Public Employment Law Press
Dustin’s work over the years has been featured numerous publications and books including Wired, Fast Company, the Wall Street Journal, Inc. [read post]
4 Aug 2023, 7:45 am by Public Employment Law Press
Dustin’s work over the years has been featured numerous publications and books including Wired, Fast Company, the Wall Street Journal, Inc. [read post]
20 Jul 2023, 10:44 am by Marcia Delgadillo
On June 6, 2023, the SEC charged Coinbase, Inc. and Coinbase Global, Inc. [read post]