Search for: "Walls Industries LLC"
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9 Oct 2023, 2:34 pm
., Elan Kandel, Member, Bailey Cavalieri LLC and James Talbert, Associate, Bailey Cavalieri LLC. [read post]
28 Sep 2023, 1:56 pm
Leston allegedly served as a broker with Wall Street Access, in New York, New York, from 2000 to 2004. [read post]
28 Sep 2023, 1:56 pm
Leston allegedly served as a broker with Wall Street Access, in New York, New York, from 2000 to 2004. [read post]
28 Sep 2023, 1:56 pm
Leston allegedly served as a broker with Wall Street Access, in New York, New York, from 2000 to 2004. [read post]
28 Aug 2023, 11:22 am
The post David Zevan Recognized in the 2024 Edition of The Best Lawyers in America® appeared first on Zevan Davidson Roman, LLC. [read post]
28 Aug 2023, 11:22 am
The post David Zevan Recognized in the 2024 Edition of The Best Lawyers in America® appeared first on Zevan Murphy, LLC. [read post]
9 Aug 2023, 11:25 am
This violation is a common occurrence in the securities industry, for example in September 2022, the SEC charged 16 Wall Street firms with recordkeeping failures that ran each organization from $50-125 million each, totaling fines of $1.1 billion. [read post]
8 Aug 2023, 9:31 am
However, we know that other SEC-regulated entities have committed similar violations, and so our work to enforce industry-wide compliance continues. [read post]
28 Jul 2023, 10:25 pm
Therefore, employers need to expect new regulations in nearly every industry (as the current wage orders cover most industries) by October of 2024. [read post]
28 Jul 2023, 2:15 am
Brad Federman is CEO of PerformancePoint LLC. [read post]
20 Jul 2023, 1:25 am
Unfortunately, acts of violence can occur in any industry; therefore, the Florida’s Workers’ Compensation system, which is a critical aspect of protecting employees in the aftermath of workplace violence by providing lost wages and medical benefits, must be flexible and responsive to the wide array of potential physical and mental injuries that may arise. [read post]
13 Jul 2023, 9:56 am
In the following guest post, Nessim Mezrahi, co-founder and CEO at SAR LLC, analyses the potential financial exposure associated with the securities suit filings from the year’s first six months, as well as the implications of the filings for the D&O insurance industry. [read post]
12 Jul 2023, 3:00 am
A recent Strategic Enforcement effort concentrating on the drywall industry resulted in the issuance of 10 stop-work orders at one Raritan construction site. [read post]
26 Jun 2023, 10:30 pm
Dodd-Frank Act Bank Capital Requirements Review this practice note summarizing the key changes to the U.S. bank regulatory capital framework made by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
22 Jun 2023, 8:54 am
Here are a few examples: Wolf of Wall Street: The notorious case of Jordan Belfort, popularized by the movie “The Wolf of Wall Street,” involved a pump and dump scheme where Belfort and his associates allegedly manipulated the prices of various stocks, defrauding investors out of millions of dollars. [read post]
15 Jun 2023, 10:31 am
Falls are a leading cause of death in the construction industry. [read post]
27 May 2023, 9:05 pm
TRR: How might the approach to ESG be different if the responsibility were left to private industry as compared to the SEC looking to regulate and ratchet up oversight in this area? [read post]
10 May 2023, 12:55 pm
Financial Industry Regulatory Authority (FINRA) Rules The Financial Industry Regulatory Authority (FINRA) works alongside the SEC to regulate the U.S. securities markets. [read post]
9 May 2023, 11:55 am
The law firm represents individuals and institutional clients and cases against Wall Street firms for investment fraud losses. [read post]
1 May 2023, 5:58 pm
But Wall Street analysts were more interested in learning whether the company has formulated a legal strategy around AI. [read post]
