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24 Aug 2023, 11:18 am by Kevin LaCroix
  Wells Fargo was one of the first derivative settlements of this modern era which included a very large monetary settlement. [read post]
21 Aug 2023, 4:34 am by Peter Mahler
The burden then shifted to the petitioner to raise a question of fact as to whether the statute of limitations has been tolled or is otherwise inapplicable, or whether the petitioner actually commenced the proceeding within the applicable limitations period (see Edem v Wondemagegehu, 175 AD3d at 467; Coleman v Wells Fargo & Co. [read post]
4 Aug 2023, 7:34 am by Silver Law Group
According to FINRA Disciplinary actions for July 2023, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Michael Borning   Pruco Securities, LLC   Wells Fargo Clearing Services, LLC   Conway Donaldson   Morgan Stanley Smith Barney   Merrill Lynch, Pierce, Fenner & Smith Incorporated   Bridget Fernandez   UBS… [read post]
13 Jul 2023, 9:15 pm by Liz Dunshee
More recently, shareholders alleged derivative 10(b) claims against Wells Fargo executives after revelations about fake bank accounts.) [read post]
13 Jul 2023, 9:56 am by Kevin LaCroix
[4] “Wells Fargo Agrees to Pay Shareholders $1 Billion to Settle Class-Action Suit,” Ben Eisen, The Wall Street Journal, May 15, 2023 [read post]
9 Jul 2023, 9:58 am by Juan C. Antúnez
” Following that legislative reform the issue of “heirs property” has continued to garner much needed attention, including from national corporate actors like Wells Fargo. [read post]
5 Jul 2023, 9:01 pm by renholding
Mar. 15, 2023), in which shareholders relied on 220 Demand documents to allege that the Wells Fargo board ignored “pervasive issues of discrimination” that resulted in multiple scandals, including allegations that the bank held fake interviews with minority candidates. [read post]
10 Jun 2023, 9:44 pm by David Oxenford and Robert Primosch
  The FCC dismissed an application by Forum Communications seeking approval for it to acquire a Top 4 rated TV station in the Fargo market where it already owned another Top 4 station. [read post]
31 May 2023, 9:01 pm by renholding
After a decades-long history of “reckless” and “unsound” practices, federal regulators imposed punitive consent orders on Wells Fargo, requiring the bank to implement a three-stage compliance and corporate oversight overhaul. [read post]
16 May 2023, 1:26 pm by Kevin LaCroix
This latest settlement is far from the first jumbo corporate and securities lawsuit settlement that Wells Fargo has had to pay as a result of the bank’s phony account scandal and the ensuing consequences. [read post]
20 Apr 2023, 8:08 am by Rob Robinson
., Deutsche Bank AG and Wells Fargo & Co. have all banned ChatGPT (Source) to minimize the chances of confidential and personal identifying information being leaked. [read post]
15 Apr 2023, 6:00 am by Public Employment Law Press
Further, extrinsic evidence may not be considered where, as here, the contract is unambiguous (Matter of Wells Fargo Bank, N.A., 198 AD3d 156, 163 [1st Dept 2021], lv dismissed 38 NY3d 998 [2022]). [read post]
15 Apr 2023, 6:00 am by Public Employment Law Press
Further, extrinsic evidence may not be considered where, as here, the contract is unambiguous (Matter of Wells Fargo Bank, N.A., 198 AD3d 156, 163 [1st Dept 2021], lv dismissed 38 NY3d 998 [2022]). [read post]
14 Apr 2023, 9:24 am by Silver Law Group
  Xnergy Financial LLC   NPPEX, LLC   Sevag Haddadian   Wells Fargo Clearing Services, LLC   Morgan Stanley   Stefanie Hurkala   Wells Fargo Clearing Services, LLC   First Investors Corporation   Pamelia Owensby   UBS Financial Services Inc. [read post]
14 Apr 2023, 5:01 am by Jim Dempsey
As Van Loo notes, despite having federal examiners on-site year-round, Wells Fargo employees opened millions of unauthorized accounts in customers’ names for years. [read post]
14 Apr 2023, 4:00 am by Jim Sedor
National/Federal Appeals Court Upholds ‘Obstruction’ Charge Used Against Hundreds of Jan. 6 Rioters, for Now ABC News – Ryan Reilly | Published: 4/7/2023 A federal appeals court panel affirmed the government’s use of an obstruction charge used against hundreds of defendants arrested in connection with the attack on the U.S. [read post]
13 Apr 2023, 8:11 am by Joel A. Webber
Commitment at the top to systematic avoidance of catastrophic events Boeing’s 737 Max failure, GM’s ignition switch tragedy, and almost all comparable liability disasters (the Wells Fargo fraud on customers, the Volkswagen emissions violations, Blue Bell’s listeria outbreak, etc.) took place in this setting: (1) senior management lacked early warning capability, (2) some frontline employees had a clear view of red flags, and (3) the lawyers were hermetically… [read post]
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