Search for: "Wells Fargo Financial Acceptance"
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14 Apr 2019, 7:54 am
On about July 10, 2002, Wakefield used the Wells Fargo Visa card, accepting the terms. [read post]
28 Oct 2008, 6:41 pm
Wachovia says, based on the previously presented Affidavit testimony of Robert Steel, that the "stark choice" for Wachovia was either to accept the Wells Fargo offer or to enter receivership. [read post]
8 Dec 2023, 11:11 am
The post Wells Fargo Broker Joe David Gainer Jr. [read post]
1 Jul 2015, 12:34 pm
Daggett (“Daggett”) submitted a Letter of Acceptance, Waiver, and Consent (“AWC”) to settle allegations made by the Financial Industry Regulatory Authority, Inc. [read post]
5 Oct 2011, 3:17 pm
Edwards & Sons, Inc. and its successor firms, Wachovia Securities, LLC and Wells Fargo Advisors, LLC. [read post]
5 Dec 2008, 7:58 pm
The Share Issuance Was Not Coercive The grant of 40% voting control to Wells Fargo was not coercive, because a majority of Wachovia shareholders were still free to accept -- or reject -- the proposed merger. [read post]
4 Oct 2011, 8:22 am
On September 27, 2011, the Financial Industry Regulatory Authority (andquot;FINRAandquot;) obtained by Acceptance Waiver andamp; Consent (andquot;AWCandquot;), a permanent bar against former Wachovia Securities, L.L.C. and Wells Fargo Securities, L.L.C. stockbroker, Tom D. [read post]
13 Apr 2022, 12:55 pm
Not all was lost for Wells Fargo, however. [read post]
14 Jun 2012, 5:59 am
Wells Fargo Bank CEO John Stumpf Did you see what happened yesterday? [read post]
6 Apr 2011, 11:28 am
Wells Fargo agreed to pay disgorgement of $6.75 million and a penalty of $4.45 million. [read post]
18 Mar 2010, 11:12 am
The United States Court of Appeals for the 9th Circuit ruled in favor of Wells Fargo Home Mortgage Inc., WFC Holdings Corporation, Wells Fargo & Company, and Wells Fargo Financial Services Inc. on the issue of whether overcharging a settlement service fee to the consumer violates the real estate settlement procedures act (RESPA). [read post]
4 Feb 2009, 3:34 pm
The bailout money was theoretically meant to help financial institutions stay in business and to help loosen up tight credit markets. [read post]
28 Jan 2019, 12:00 am
” The clause construction award in Wells Fargo Advisors LLC arose out of a claim by Wells Fargo financial advisors that Wells Fargo, through policy, did not correctly calculate the hours worked by financial advisors in its training program, and accordingly, did not compensate the financial advisors for overtime, in violation of the Fair Labor Standards Act and New York state law. [read post]
18 Dec 2019, 9:57 pm
At the end of last April, 29-year-old Arlando Henderson accepted a job offer to work inside the cash vault at a Charlotte, North Carolina, branch of Wells Fargo bank. [read post]
24 Aug 2015, 7:16 am
On April 27, 2015, Wells Fargo filed a notice of Termination Form U-5 on the same day that FINRA entered into its agreement with King in which King accepted a fine and sanctions stating that King was discharged from the firm because of the settlement with FINRA which included an 18 month suspension. [read post]
24 Apr 2015, 11:46 am
Parthemer were never disclosed to Wells Fargo. [read post]
21 Feb 2018, 6:40 am
According to a recent Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA), Marcus Parker was permanently barred from the industry. [read post]
16 Nov 2015, 6:17 am
Domestic Private Banking business and announced that it was entering into an exclusive recruiting arrangement with Wells Fargo & Company (“Wells Fargo”) to provide Credit Suisse financial advisors and their clients in Credit Suisse’s U.S. [read post]
7 Sep 2016, 11:48 am
Librizzi resigned from Wells Fargo voluntarily in 2013 amid allegations that he “accepted $8,000 from a client. [read post]
7 Sep 2016, 11:48 am
Librizzi resigned from Wells Fargo voluntarily in 2013 amid allegations that he “accepted $8,000 from a client. [read post]
