Search for: "Woodbury " Results 21 - 40 of 561
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3 Aug 2023, 11:22 am by The White Law Group
 According to The Financial Industry Regulatory Authority (FINRA), between May 4, 2018, and June 29, 2018, FSC Securities, Royal Alliance, SagePoint Financial and Woodbury Financial negligently failed to communicate to investors that GPB Capital Holdings, LLC failed to timely make required filings with the Securities and Exchange Commission, including filing audited financial statements. [read post]
1 Jul 2023, 4:44 am by Karen Tani
Rachel Shelden, Penn State University, has won the Hughes-Gossett Award of the Supreme Court Historical Society for the best article published in the Journal of Supreme Court History, “Anatomy of a Presidential Campaign from the Supreme Court Bench: John McLean, Levi Woodbury, and the Election of 1848” (Penn State).At 1 PM on July 17, the Supreme Court Historical Society will host a virtual conversation between Helen Knowles-Gardner and Dennis J. [read post]
Woodbury County Case On May 30, 2023, Judge Roger Sailer issued an opinion finding Iowa Code § 479B.15 constitutional. [read post]
22 Jun 2023, 7:35 am by The White Law Group
Woodbury Financial ServicesSecurities America Inc.American Portfolios Financial Services Inc. [read post]
14 Jun 2023, 1:22 pm by Silver Law Group
Matthew Boehm (Matthew John Boehm CRD# 4418029) is a registered broker and investment advisor currently employed with Woodbury Financial Services, Inc. [read post]
5 Jun 2023, 7:09 pm by Stoltmann Law
Four of Advisor Group's brokerages settled FINRA charges that the firms negligently sold clients $16 million worth of alternative investments without informing them of the risks.FSC Securities, Royal Alliance Associates, SagePoint Financial and Woodbury Financial Services agreed to pay $1.27 million in fines and restitution to nearly 200 clients who purchased stakes in [...] [read post]
18 May 2023, 1:16 pm by Kaufman Dolowich Voluck
“If AI or robotics results in the termination of someone’s job, there might be liability if it can be demonstrated that it constituted age discrimination versus just human discrimination,” said Andrew Richards, co-chair of Kaufman Dolowich & Voluck’s construction group, who’s based in Woodbury, New York. [read post]
21 Apr 2023, 7:51 am by Kaufman Dolowich Voluck
Woodbury, NY (April 20, 2023)  Kaufman Dolowich is pleased to announce the one-year anniversary of its Dallas and New Orleans offices. [read post]
14 Apr 2023, 2:44 pm by News Desk
E S Foods, of Woodbury, NY, is recalling more than 1 million meal kits because animal crackers in the kits may contain bronze metal shavings. [read post]
14 Apr 2023, 8:42 am by The White Law Group
   According to his FINRA Broker Check report, Kaplan was registered with Vanderbilt in Woodbury, N.Y. from March 2011 until 2018. [read post]
30 Mar 2023, 6:52 am by The White Law Group
Specifically, FSC Securities, Royal Alliance, SagePoint Financial and Woodbury Financial allegedly negligently failed to communicate to investors that in an offering that GPB Capital Holdings, LLC failed to timely make required filings with the Securities and Exchange Commission, including filing audited financial statements. [read post]
21 Feb 2023, 7:14 am by Kaufman Dolowich Voluck
Dolowich, co-managing partner with Kaufman Dolowich & Voluck LLP in Woodbury, New York, said while COVID-related claims have not materialized as expected, the market is now seeing claims around return-to-work, discrimination issues. [read post]
23 Jan 2023, 11:54 am by Kaufman Dolowich Voluck
“Michael has a rare depth of industry experience that brings added bench strength to our team, in addition to a unique perspective of someone who has seen all sides of the construction industry,” said Andrew Richards, Woodbury office co-managing partner and co-chair of the Construction Law Practice Group. [read post]
20 Jan 2023, 10:23 am by Kaufman Dolowich Voluck
New York-based Kaufman Dolowich Voluck LLP has added a construction partner to its Long Island office in Woodbury, New York, the firm announced earlier this month, saying the hire is part of a strategic plan to expand its construction capabilities nationally. [read post]
11 Jan 2023, 10:47 am by Zamansky LLC
The law firm is investing in FSC Securities, Royal Alliance, SagePoint Financial, and Woodbury Financial for disclosure failures concerning GPB Automotive due to potential investment fraud. [read post]