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10 Aug 2017, 9:28 am
In addition, the firm failed to adequately notify and train its financial advisors regarding the availability of mutual fund sales-charge waivers for eligible customers. [read post]
26 Apr 2012, 10:15 am
Journey Homes, LLC case, the court found that Plaintiff met her burden by showing that she would incur at least $17,280 of additional fees in arbitration. [read post]
22 Feb 2011, 4:20 am
Based on that information, the Court found that Sanders had a reasonable basis to believe that additional units were issued to an affiliated party at a deep discount, and thus, questioned whether the LLC received proper consideration for the additional units that were issued. [read post]
11 Sep 2018, 1:33 pm
” In addition, the Tomahawkcoins also represented a transferable share or option on an equity share of Tomahawk Exploration LLC, which would be considered securities under the federal securities laws under Section 2(a)(1) of the Securities Act of 1933 (the “Securities Act”) and Sections 3(a)(10) and 3(a)(11) of the Securities Exchange Act of 1934 (the “Exchange Act”). [read post]
18 Sep 2008, 1:54 pm
These effects could, of course, be quite sizable, and result in the need for additional planning, or foregoing conversion altogether. [read post]
26 Oct 2012, 4:05 pm
In follow up to our previous blog entry on the subject, comment deadlines were set for additional petitions seeking to clarify TCPA provisions and related FCC rules. [read post]
14 Nov 2014, 1:22 pm
The LLC statute, by contrast, requires showing an “improper purpose” in addition to finding that same document 'was not well grounded in fact or was not warranted by existing law. '" Op. [read post]
26 Oct 2011, 7:00 am
In addition, when an LLC grows in value and an allocation event occurs, the LLC allocates the value accretion as if it were profits. [read post]
12 Mar 2019, 8:17 am
High fees can range from 7-10%, as well as additional “due diligence fees” that can range from 1-3%. [read post]
26 Oct 2020, 3:40 am
” Peter offered several additional arguments challenging the lower’s court’s construction of the expulsion clause. [read post]
22 Feb 2017, 10:12 am
An additional risk inherent to South Central Texas Minerals LLC offerings is also the general risk that comes with the energy market – a market that has seen enormous losses over the last few years. [read post]
7 Feb 2023, 7:00 am
The post How Zamansky LLC Can Help with Merrill Lynch Investment Fraud Losses appeared first on Zamansky LLC. [read post]
4 Sep 2018, 7:40 am
This process generally involves extra fees and additional steps. [read post]
10 Dec 2018, 3:21 pm
In addition, a penalty equal to 50% of the total tax abated (plus interest) will be imposed. [read post]
5 Mar 2012, 6:34 am
The requirement of three directors increases the cost of operations, creates additional administrative burdens, and affects the dynamics of managing an entity which is obviously much simpler in the case of an LLC managed by one manager. [read post]
9 Nov 2020, 3:31 am
Lard-PT’s response also took the position, however, that Kolmar’s offer price included additional terms not contemplated by the LLC agreement which Lard-PT would accept provided that Kolmar accepted certain additional terms. [read post]
12 Mar 2019, 12:06 pm
., LLC, 2016 LEXIS 87103 (M.D. [read post]
4 Oct 2020, 12:43 pm
Luke’s Seafood LLC, Securities Investigation The White Law Group is investigating potential securities claims involving broker-dealers who may have unsuitably recommended Luke’s Seafood, LLC to investors. [read post]
8 Jun 2021, 2:29 pm
The Securities Law Blog is a service of SECLaw.com, and Mark Astarita, a national securities lawyer with the law firm of Sallah Astarita & Cox, LLC [read post]
9 Jun 2020, 11:00 pm
The Board’s recent decision in Alexandria Care Center, LLC, 369 NLRB No. 94 (June 2, 2020) is the Board’s most recent guidance on how to draft valid arbitration agreements. [read post]
