Search for: "Associated Terminals, LLC"
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19 Dec 2020, 5:53 pm
“Grey Goose vodka is his best friend,” one associate told the Daily Mail. [read post]
17 Dec 2020, 11:55 am
The Form U5 is the Uniform Termination Notice for Securities Industry Registration. [read post]
16 Dec 2020, 3:00 am
Bridge Aina Le’a, LLC v. [read post]
14 Dec 2020, 8:34 pm
In an arbitration decision handed down by the American Arbitration Association, Rita’s Franchise Company, LLC obtained an award against a Washington state area developer for $2,064,735.75, consisting of damages of $738,892.27 to date of hearing, counsel fees of $1,012,565.92, and reimbursement of costs. [read post]
4 Dec 2020, 8:07 am
Then a day or so after the check is deposited, the scammer advises the attorney that the deal has been terminated, and the funds are requested to be returned by the attorney to the scammer. [read post]
3 Dec 2020, 8:56 am
Specifically, Rule 9554(a) provides that an associated person’s failure to comply with a settlement agreement or award related to an arbitration or mediation within 21 days of notice by FINRA will result in a suspension of the associated person from the industry. [read post]
2 Dec 2020, 3:42 pm
Prince initially filed a Wisconsin state law Administrative Complaint in response to his termination. [read post]
1 Dec 2020, 11:47 am
(Noonan), formerly associated with BMA Securities, LLC (BMA Securities), has been subject to at least one customer complaint, one regulatory action, and eight judgement or liens during his career. [read post]
1 Dec 2020, 3:00 am
Bridge Aina Le’a, LLC v. [read post]
30 Nov 2020, 7:25 am
Since 1999 Palumbo has been associated with Park Avenue out of the firm’s Armonk, New York office location. [read post]
26 Nov 2020, 9:06 am
Martin – Background In Aegis Defense Services, LLC/Allied World Assurance Co. v. [read post]
26 Nov 2020, 9:06 am
Martin – Background In Aegis Defense Services, LLC/Allied World Assurance Co. v. [read post]
23 Nov 2020, 6:19 am
Mark Brnovich et al. and Arizona Automobile Dealers Association, it is not clear whether the First Amendment claims will outweigh the interests of the state in regulating commerce. [read post]
23 Nov 2020, 4:25 am
Seibel and the owners of Old Homestead Steakhouse as 50/50 members formed a Delaware LLC to license to Caesars the steakhouse’s name and associated intellectual property to develop a Las Vegas steakhouse. [read post]
12 Nov 2020, 10:55 am
Club Exploria, LLC v. [read post]
10 Nov 2020, 8:08 am
If so, the company could be required, under certain circumstances, to pay to REIT I a termination fee of $22.990 million and up to $2 million as reimbursement for REIT I’s expenses and to pay REIT III a termination fee of $3.12 million and up to $1 million as reimbursement for REIT III’s expenses. [read post]
5 Nov 2020, 7:35 am
Legal and Regulatory Developments SPOTLIGHT: Justice Department Files Antitrust Lawsuit Challenging Visa’s Planned Acquisition of Plaid Wall Street Journal – November 5, 2020 (subscription required) The Justice Department filed an antitrust lawsuit Thursday that seeks to block Visa Inc. [read post]
3 Nov 2020, 6:54 am
The Trust expects that its existence will be terminated shortly following this distribution. [read post]
27 Oct 2020, 3:00 am
Bridge Aina Le’a, LLC v. [read post]
26 Oct 2020, 2:54 am
Neemit Mukesh Shah Fined and Suspended by FINRA On May 19, 2020, former broker Neemit Shah’s former employer, NYLife Securities, filed a Form U5 terminating Shah’s association with the firm and registration with FINRA, according to the AWC. [read post]
