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19 Mar 2024, 10:00 pm
” Whether a digital asset exchange may offer digital assets for secondary trading without those digital assets being registered as securities and operate in the United States without being registered with the US Securities and Exchange Commission as a securities exchange, clearing agency, or broker is being litigated in courts across the country and likely will be litigated for years to come. [read post]
19 Mar 2024, 10:00 pm
” Whether a digital asset exchange may offer digital assets for secondary trading without those digital assets being registered as securities and operate in the United States without being registered with the US Securities and Exchange Commission as a securities exchange, clearing agency, or broker is being litigated in courts across the country and likely will be litigated for years to come. [read post]
19 Mar 2024, 10:00 pm
” Whether a digital asset exchange may offer digital assets for secondary trading without those digital assets being registered as securities and operate in the United States without being registered with the US Securities and Exchange Commission as a securities exchange, clearing agency, or broker is being litigated in courts across the country and likely will be litigated for years to come. [read post]
19 Mar 2024, 9:45 pm
It says: Each contest brings outcome-determinative procedural issues to light, such as MindMed retaining broker discretionary authority for shareholders who did not receive activist proxy materials, emphasizing the importance of engaging […] [read post]
19 Mar 2024, 1:49 pm
Armenia has traditionally depended upon Russia as its security broker in the Caucasus as part of the Moscow Collective Security Treaty Organisation. [read post]
19 Mar 2024, 7:02 am
“Americans are tracked every day by an increasingly invasive array of private data brokers and government agencies, transforming nearly every aspect of our digital lives into marketing and policing tools. [read post]
19 Mar 2024, 3:10 am
Investment advisers or broker dealers might want to tap into the excitement about AI by telling you that they’re using this new technology to help you get a better return. [read post]
18 Mar 2024, 12:00 pm
“…efforts ‘have included approaching about 30 surety companies through 4 separate brokers. [read post]
18 Mar 2024, 11:31 am
Trump’s lawyers said in a court filing that 'ongoing diligent efforts have proven that a bond in the judgment’s full amount is a 'practical impossibility,"' adding that those efforts 'have included approaching about 30 surety companies through 4 separate brokers.'... [read post]
18 Mar 2024, 6:32 am
As described in more detail below, systems for processing and reporting votes of shares held “beneficially” in accounts at custodian banks and broker-dealers, are accurate, transparent, and fair. [read post]
18 Mar 2024, 6:32 am
As described in more detail below, systems for processing and reporting votes of shares held “beneficially” in accounts at custodian banks and broker-dealers, are accurate, transparent, and fair. [read post]
18 Mar 2024, 6:00 am
As a result, there has been a strong recent focus on data brokers and more sensitive categories of data, such as health information and genetic data. [read post]
18 Mar 2024, 5:00 am
Regulation of international surrogacy should outline how a child’s legal parentage and nationality should be established, specify under what circumstances financial payments can be made for surrogacy, create appropriate minimums and limits on financial compensation, regulate brokers or agencies who manage surrogacy, and address the degree to which surrogacy contracts are binding. [read post]
18 Mar 2024, 3:00 am
Page 4 Those 5,000 FTE cover a lot of firms: We oversee approximately 40,000 entities—including more than 13,000 registered funds, more than 15,400 investment advisers, more than 3,400 broker-dealers, 24 national securities exchanges, 103 alternative trading systems, 10 credit rating agencies, 33 self-regulatory organizations, and six active registered clearing agencies, among other external entities. [read post]
17 Mar 2024, 7:14 pm
The clients alleged that broker Kenneth D. [read post]
17 Mar 2024, 11:35 am
Bad actors can use this EV charger data to track Americans, pry into their personal lives, and pass that data on to other data brokers and foreign intelligence services. [read post]
16 Mar 2024, 11:00 am
"Refugee and migrant children’s views of integration and belonging in school in Ireland – and the role of micro- and meso-level interactions," International Journal of Inclusive Education, Latest Articles, 13 June 2023 [open access]"Reponses to the Question of the Schooling of Refugees in the Commune of Mandjou: Modalities and Evaluation from 2013 to 2023," Annals of the University of Craiova, Series Psychology, Pedagogy, vol. 45, no. 2 (Dec. 2023) [open… [read post]
16 Mar 2024, 7:50 am
Background of NBIS Construction In NBIS Construction, a crane company purchased a crane from a broker. [read post]
15 Mar 2024, 3:56 pm
Another new rule will require buyers’ brokers to enter into written agreements with their buyers. *** Read more… [read post]
15 Mar 2024, 3:11 pm
Another ends requirements that brokers subscribe to multiple listing services — many of which are owned by NAR subsidiaries — where homes are given a wide viewing in a local market. [read post]
