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6 Feb 2023, 3:39 am
Some folks still want to see a CDI from Corp Fin before planning for a 2025 exhibit. [read post]
13 Aug 2015, 5:00 am
No Action Letter August 6, 2015 Incoming Request Letter rom Citizen VC CitizenVC No Action Letter Gives Guidance for Online Private Placements by Chip Phinney in Mintz Levin’s Securities Matters General Solicitation & Reg D: Corp Fin Issues 12 New CDIs (& a No-Action Letter) in Corporate Counsel .net Updates on private placements [read post]
15 Jul 2011, 2:00 am
Notably, the Order requires the agencies to develop and release to the public, within 120 days, a plan under which the agency will periodically review its existing significant regulations. 5) 100F Street: Corp Fin Updates Its Compliance and Disclosure Interpretations; Issues a Statement on WKSI Waivers – This blog post covers the eight new CDIs released by CorpFin last Friday which address four main areas of disclosure: late filings, compensation, departing directors and… [read post]
9 Nov 2009, 10:58 am
An investigation conducted by the California Department of Insurance (CDI) discovered that before the man reported his vehicle to be stolen, he purportedly tried to use the car as collateral for a loan. [read post]
12 Aug 2013, 3:15 am
I doubt that Corp Fin will issue a CDI addressing this topic since we now have this letter from the SEC Chair. [read post]
7 Feb 2020, 11:02 am
Further, it does not define CUI or Controlled Defense Information (CDI). [read post]
26 Sep 2022, 3:14 am
Brush up on Form 144 CDIs for questions about when you need to file an amended Form, etc. [read post]
26 May 2014, 1:10 am
A lui seul, le volume, inégalé dans l’histoire de la CDI, du produit final du travail de la Commission (le Guide comporte 660 pages) témoigne de l’abondance et de l’extrême diversité de la pratique des réserves ainsi que de l’amplitude des difficultés que cette pratique soulève sur le terrain de la technique juridique. [read post]
2 May 2014, 11:49 pm
La « souveraineté » reste cependant un concept à la fois nécessaire et structurant : l’État est toujours le sujet central de l’ordre international ; la source conventionnelle n’a pas été délogée par les autres formes de law-making ; les organes des Nations Unies ne sont ni législateurs universels, ni gardiens de la licéité internationale ; l’objectivation de la responsabilité… [read post]
25 Oct 2017, 4:27 pm
Thus, contractors should monitor information systems and CDI for abnormal activity that may indicate the occurrence of a cyber incident. [read post]
26 Oct 2017, 11:30 am
Thus, contractors should monitor information systems and CDI for abnormal activity that may indicate the occurrence of a cyber incident. [read post]
15 Feb 2010, 3:25 am
Here's the idea:L’unité du droit international est souvent avancée comme une nécessité pour la cohérence du droit international envisagé comme système juridique.Objet central de la réflexion opérée sur une éventuelle fragmentation du droit international, cette unité est souvent appréhendée à travers l’idée selon laquelle des normes différentes du droit international… [read post]
23 Aug 2013, 6:06 am
This issue addresses: - The Brave New World - "Private" Offerings Using General Solicitation - The Compensation Committee--New Exchange Listing Requirements Effective July 1, 2013 - The Staff's New Rule 144 Pledging CDI--A Follow-Up on Recourse - Confirmation that Rule 144 One-Year Current Public Information Requirement for Gifts of Control Stock Runs from Donor's Acquisition - Alternatives To Registration Chart By Stanley Keller, Jean Harris and Richard Leisner - D.C. [read post]
25 Aug 2023, 3:25 am
Exchange Act Rules CDI Question 135.02 confirms that the box in Part II of Form 12b-25 is to be checked only if the filing is expected to be made within the applicable, i.e., 15 or 5-day, extension period. [read post]
9 Jun 2020, 3:03 am
– Corp Fin CDIs and FAQs on COVID-19 Exemptive Order – Planning for Continuity of Board Operations During the COVID-19 “Emergency” – Lynn Jokela [read post]
1 Dec 2022, 2:52 am
As acknowledged in Corp Fin’s Regulation S-K CDIs 116.11 and 133.13, as well as Nasdaq’s board diversity rules, companies need the consent of directors to disclose personal, self-identified diversity characteristics. [read post]
17 Dec 2019, 3:03 am
So as confirmed in a set of CDIs from Corp Fin, a company can now be both a “smaller reporting company” and an “accelerated filer. [read post]
26 Dec 2017, 3:07 am
” Following up on my blog about the topic of deferred tax assets being impaired & the need to consider whether an Item 2.06 Form 8-K is required, the SEC issued this statement on Friday – along with a new Staff Accounting Bulletin No. 118 (from OCA & Corp Fin) and CDI 110.02 (from Corp Fin). [read post]
14 Jun 2021, 11:07 am
Over $1.7 billion for dedicated program integrity work, which will allow us to complete our cost-effective program integrity reviews and continue to expand our highly successful anti-fraud cooperative disability investigations (CDI) program to all States and U.S. territories. [read post]
19 Nov 2020, 3:03 am
Back in 2016 when Keith Higgins prepared for his departure, Corp Fin issued 35 new CDIs in a single day. [read post]
