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11 May 2011, 6:51 am
Madoff Investment Securities Inc. [read post]
3 Apr 2011, 3:23 pm
Interesting Tesla news: Tesla Motors Inc.'s (TSLA) shares surged Thursday on the heels of a presidential endorsement for clean-fuel vehicles and a bullish call from Wall Street analysts. [read post]
6 Aug 2018, 3:00 am
Here’s an excerpt from Mastercard’s letter: The SEC has stated that stocks would be grouped into the control group and test groups based on stratified sampling by market capitalization, share price, and liquidity. [read post]
26 Sep 2010, 10:08 pm
Myers Supply (Technology & Marketing Law Blog) District Court W D Washington grants TRO against trademark infringement plaintiff: Medical Communications Resources, Inc. v. [read post]
6 Feb 2019, 4:14 am
Defendant Gruppo, Levey Holdings Inc. [read post]
30 Mar 2023, 6:52 am
Specifically, FSC Securities, Royal Alliance, SagePoint Financial and Woodbury Financial allegedly negligently failed to communicate to investors that in an offering that GPB Capital Holdings, LLC failed to timely make required filings with the Securities and Exchange Commission, including filing audited financial statements. [read post]
17 Jun 2016, 6:05 am
Evidence From Venture Capital Posted by Bibo Liu, Tsinghua University, and Xuan Tian, Indiana University, on Thursday, June 16, 2016 Tags: Fund managers, Information asymmetries, Information environment, Market efficiency, Market reaction, Public firms, Stock performance, Venture capital firms Engagement: The Missing Middle Approach in the Bebchuk–Strine Debate Posted by Jasmin Sethi and Matthew Mallow, BlackRock, Inc., on Thursday, June 16, 2016 Tags:… [read post]
7 Feb 2023, 3:03 am
Press Announcement (February 2, 2023) HBR Consulting Expands Document and Records Management System Capabilities with Acquisition of Younts Consulting Award-winning group augments HBR’s Content Management & Collaboration offerings and further strengthens Renovus Capital Partners’ legal services platform, which also includes LAC Group + Wilson Allen. [read post]
14 Mar 2016, 8:27 am
Finally, from September 2012 until January 2016, Mirhashemi was associated with Accelerated Capital Group out of the firm’s Irvine, California office locations. [read post]
12 Jan 2012, 8:28 am
In addition to the criminal case filed case against Stanford, he also faces SEC civil charges, along with Stanford International Bank (SIB), investment adviser Stanford Capital Management, investment adviser and broker-dealer Stanford Group Company (SGC), Stanford Financial Group (SFG), and two senior company officials. [read post]
27 Oct 2017, 6:01 am
Peregrine, McDermott Will & Emery LLP, on Monday, October 23, 2017 Tags: Accountability, Boards of Directors, Compliance and disclosure interpretation, Corporate liability, Deregulation, DOJ, Liability standards, Misconduct, Risk oversight, SEC enforcement, Securities enforcement, Yates memo Index Investing Supports Vibrant Capital Markets Posted by Jasmin Sethi, BlackRock, Inc., on Monday, October 23,… [read post]
30 Jul 2009, 11:29 pm
Triumph Capital Group, Inc., 544 F.3d 149 (U.S. [read post]
27 Oct 2014, 7:00 am
AIC, Inc., Community Bankers Securities, LLC, Nicholas D. [read post]
7 Jul 2008, 10:13 pm
Forum Selection Clause Sony Ericsson Mobile Communications USA, Inc. v. [read post]
12 May 2014, 4:20 am
Google Inc. [read post]
6 Sep 2018, 8:03 am
Harris Funeral Homes, Inc. v. [read post]
19 Jan 2010, 11:43 am
The coaltions 142 supporters include fund managers, pension funds, foundations and faith groups. [read post]
31 Jan 2011, 1:37 pm
USA (Click here for details)Waste Information & Management Services, Inc. [read post]
22 Jul 2011, 9:14 am
Knapp Wind Capital Group, LLC 06/17/2011 Claude Mindorff Mainstream Renewable Power 06/17/2011 Dave Cowan First Wind Energy, LLC 06/17/2011 Roxanne J. [read post]
16 Aug 2012, 5:46 pm
Credit Suisse Group AG et al (NTN) 1:12-cv-04205 in S.D.N.Y., Community Bank & Trust v. [read post]
