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18 Aug 2011, 11:29 am
David Group of Companies, Inc. [read post]
4 May 2020, 7:18 am
The post Watermark Lodging Trust Inc. [read post]
14 Jun 2011, 8:15 am
Janus Capital Group, Inc. is a publicly-traded company that created the Janus family of mutual funds. [read post]
24 Dec 2019, 7:38 am
According to FINRA Disciplinary actions for December 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Amparo, Nelson Citizens Securities, Inc Santander Securities LLC Bethan, Frank Quest Capital Strategies, Inc Wells Fargo Clearing Services, LLC Brown, Andrew Worden Capital… [read post]
6 Dec 2013, 6:43 am
Source Capital’s Wright Street branch office was the sole seller of private offerings of Argyle limited partnerships managed by Argyle Energy, Inc. [read post]
12 May 2009, 7:04 am
The Atlanta Turnaround Management Association presents… A Series of Interdisciplinary Educational Programs For Lenders, Attorneys, Turnaround Consultants, Investment Bankers and other Professionals When: June 3, 9, 16 and 23, 2009, from 6:00 to 8:15 p.m. [read post]
24 Feb 2010, 8:00 pm
All defendants, Kinsale Management, Inc. and Kinsale Capital Group (“Kinsale”), William Kenney, Brian Haney, Ann Marie Marson, Edward Desch (“James River Individual Defendants”), Greg Share, and Michael Kehoe, were on JRIC’s board of directors, and all defendants sought advancement from JRIC. [read post]
24 Feb 2010, 8:00 pm
All defendants, Kinsale Management, Inc. and Kinsale Capital Group (“Kinsale”), William Kenney, Brian Haney, Ann Marie Marson, Edward Desch (“James River Individual Defendants”), Greg Share, and Michael Kehoe, were on JRIC’s board of directors, and all defendants sought advancement from JRIC. [read post]
19 Feb 2013, 6:01 pm
• PreCision Dermatology Inc., of Cumberland, received $25,599,900 in expansion investments from Essex Woodlands Health Ventures, Frazier Healthcare, Longitude Capital Associates L.P., and NovaQuest Capital Management LLC. [read post]
19 Feb 2013, 6:01 pm
• PreCision Dermatology Inc., of Cumberland, received $25,599,900 in expansion investments from Essex Woodlands Health Ventures, Frazier Healthcare, Longitude Capital Associates L.P., and NovaQuest Capital Management LLC. [read post]
30 Dec 2022, 8:04 am
Seymour Cohen Wilmington Capital Securities, LLC Clark Dodge & Co., Inc. [read post]
3 Jan 2011, 1:35 pm
These entities were all controlled and managed by Hyatt Johnson Capital and BCI Aircraft Leasing. [read post]
21 Jan 2016, 7:47 am
In trying to convince the staff that the proposal deals with ordinary business operations, the companies stated that implementing a share repurchase program is reserved for management and the board of directors, and that the decision to repurchase shares, pay dividends, or both is an integral part of managing the company’s overall capital structure. [read post]
14 Apr 2016, 11:22 am
Background of the Sun Capital Dispute In 2006, Scott Brass Inc. [read post]
10 Feb 2013, 4:00 pm
Astellas Venture Management is the corporate venture capital arm of Northbrook, Ill. [read post]
30 Jan 2010, 5:56 pm
The Alcala Law Firm was recently contacted by several California investors who invested in the IMH Secured Loan Fund, LLC, a private placement managed by Scottsdale based Investors Mortgage Holdings, Inc. [read post]
6 Apr 2020, 10:16 am
The mortgage REIT, advised by an affiliate of Inland Real Estate Investment Corporation and sub-advised by an affiliate of Sound Point Capital Management LP., originated $65.4 million in floating-rate first mortgage loans during the first quarter of 2019. [read post]
30 Sep 2009, 3:00 am
Dave Paulukaitis, a Managing Director with Mainstay Capital Markets Consultants, Inc. in Atlanta attended last week's Atlanta BD/IA Continuity Group meeting hosted by KPMG. [read post]
21 Apr 2021, 12:30 pm
German Law Center PA and Nexus Capital Management LLC fraudulently induced Global Resource to transfer the money into the law firm’s escrow account to keep the money to benefit themselves. [read post]
25 May 2017, 5:04 am
Our firm is investigating claims made by various regulators and brokerage firms including Axiom Capital Management, Inc. [read post]