Search for: "Capital Management Inc." Results 381 - 400 of 4,140
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14 Jun 2011, 8:15 am
   Janus Capital Group, Inc. is a publicly-traded company that created the Janus family of mutual funds. [read post]
24 Dec 2019, 7:38 am by Silver Law Group
According to FINRA Disciplinary actions for December 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Amparo, Nelson   Citizens Securities, Inc   Santander Securities LLC   Bethan, Frank   Quest Capital Strategies, Inc   Wells Fargo Clearing Services, LLC   Brown, Andrew   Worden Capital… [read post]
6 Dec 2013, 6:43 am by Adam Weinstein
  Source Capital’s Wright Street branch office was the sole seller of private offerings of Argyle limited partnerships managed by Argyle Energy, Inc. [read post]
12 May 2009, 7:04 am
The Atlanta Turnaround Management Association presents…   A Series of Interdisciplinary Educational Programs For Lenders, Attorneys, Turnaround Consultants, Investment Bankers and other Professionals   When: June 3, 9, 16 and 23, 2009, from 6:00 to 8:15 p.m. [read post]
24 Feb 2010, 8:00 pm by Elizabeth Leibsle
  All defendants, Kinsale Management, Inc. and Kinsale Capital Group (“Kinsale”), William Kenney, Brian Haney, Ann Marie Marson, Edward Desch (“James River Individual Defendants”), Greg Share, and Michael Kehoe, were on JRIC’s board of directors, and all defendants sought advancement from JRIC. [read post]
24 Feb 2010, 8:00 pm by Elizabeth Leibsle
  All defendants, Kinsale Management, Inc. and Kinsale Capital Group (“Kinsale”), William Kenney, Brian Haney, Ann Marie Marson, Edward Desch (“James River Individual Defendants”), Greg Share, and Michael Kehoe, were on JRIC’s board of directors, and all defendants sought advancement from JRIC. [read post]
19 Feb 2013, 6:01 pm by John Ottaviani
•    PreCision Dermatology Inc., of Cumberland, received $25,599,900 in expansion investments from Essex Woodlands Health Ventures, Frazier Healthcare, Longitude Capital Associates L.P., and NovaQuest Capital Management LLC. [read post]
19 Feb 2013, 6:01 pm by John Ottaviani
•    PreCision Dermatology Inc., of Cumberland, received $25,599,900 in expansion investments from Essex Woodlands Health Ventures, Frazier Healthcare, Longitude Capital Associates L.P., and NovaQuest Capital Management LLC. [read post]
21 Jan 2016, 7:47 am by John Jascob
In trying to convince the staff that the proposal deals with ordinary business operations, the companies stated that implementing a share repurchase program is reserved for management and the board of directors, and that the decision to repurchase shares, pay dividends, or both is an integral part of managing the company’s overall capital structure. [read post]
10 Feb 2013, 4:00 pm by Amber Walsh
Astellas Venture Management is the corporate venture capital arm of Northbrook, Ill. [read post]
30 Jan 2010, 5:56 pm by Brett Alcala
The Alcala Law Firm was recently contacted by several California investors who invested in the IMH Secured Loan Fund, LLC, a private placement managed by Scottsdale based Investors Mortgage Holdings, Inc. [read post]
6 Apr 2020, 10:16 am by Renae Lloyd
The mortgage REIT, advised by an affiliate of Inland Real Estate Investment Corporation and sub-advised by an affiliate of Sound Point Capital Management LP., originated $65.4 million in floating-rate first mortgage loans during the first quarter of 2019. [read post]
30 Sep 2009, 3:00 am
Dave Paulukaitis, a Managing Director with Mainstay Capital Markets Consultants, Inc. in Atlanta attended last week's Atlanta BD/IA Continuity Group meeting hosted by KPMG. [read post]
21 Apr 2021, 12:30 pm by Silver Law Group
German Law Center PA and Nexus Capital Management LLC fraudulently induced Global Resource to transfer the money into the law firm’s escrow account to keep the money to benefit themselves. [read post]
25 May 2017, 5:04 am by Adam Weinstein
Our firm is investigating claims made by various regulators and brokerage firms including Axiom Capital Management, Inc. [read post]